Form D · Other Investment Fund

James River Navigator Futures Fund LLC

Manakin Sabot, VA · CIK 0001340134

Offering snapshot reported Mar 6, 2012 · SEC filing

Reported sold: $31.7M
Investors reported: 21
Minimum accepted: $1M
First sale: Sep 1, 2005

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$31,615,996 → $31,667,940
Reported investors20 → 21

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 6, 2012	Amendment	$31,667,940	$51,944vs Mar 11, 2011	21	SEC filing
Mar 11, 2011	Amendment	$31,615,996	$2,000,001vs Mar 12, 2010	20	SEC filing
Mar 12, 2010	Amendment	$29,615,995	$16,807,371vs Mar 16, 2009	20	SEC filing
Mar 16, 2009	Amendment	$12,808,624	No comparison	Not reported	SEC filing
Sep 28, 2005	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-81660

Source: Form D, filed Mar 6, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

JAMES RIVER NAVIGATOR FUTURES FUND LLC

Investment adviser: JAMES RIVER CAPITAL CORP.

Gross asset value: $726K
Beneficial owners: 6
ADV minimum commitment: $1M

Reported in Form ADV on Sep 20, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ADMIRAL ADMINISTRATION (US) LLC MANAKIN SABOT, Virginia, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor BDO USA LLP RICHMOND, Virginia, United States

Marketer AVM, L.P. BOCA RATON, Florida, United States Related to adviser: No

Marketer FRONTIER SOLUTIONS, LLC RICHMOND, Virginia, United States Related to adviser: No

Marketer JAMES RIVER SECURITIES CORP. MANAKIN SABOT, Virginia, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

AVM, L.P.
CRD 16710 · SEC 8-35136

FRONTIER SOLUTIONS, LLC
CRD 136102 · SEC 8-66972

JAMES RIVER SECURITIES CORP.
CRD 38477 · SEC 8-48270

Filing source

Form ADV 670778 · Sep 20, 2012 · Schedule D 7.B.(1), fund 805-7678935722

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Kevin M Brandt	Director, Executive
N/A James River Capital Corp.	Executive
Laura Mc Grath	Executive
Paul Saunders	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

58 Broad Street Road
Manakin Sabot, VA, 23103