Form D · Hedge Fund

James River Financing Fund LLC, Series 1

Manakin Sabot, VA · CIK 0001673170

Offering snapshot reported Jun 9, 2017 · SEC filing

Reported sold
$8.54M
Indefinite offering
Investors reported
28
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jun 1, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.27M$8.54MApr 27, 2016: $8,535,000.00Apr 27, 2016Jun 9, 2016: $8,535,000.00Jun 9, 2017: $8,535,000.00Jun 9, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 9, 2017Amendment$8,535,000$0vs Jun 9, 201628SEC filing
Jun 9, 2016Amendment$8,535,000$0vs Apr 27, 201628SEC filing
Apr 27, 2016Initial$8,535,000No comparison28SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-262094

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
James River Securities Corp.38477

Source: Form D, filed Jun 9, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

JAMES RIVER FINANCING FUND LLC SERIES 1

Investment adviser: JAMES RIVER CAPITAL CORP.

Gross asset value
$16.6M
Beneficial owners
28
ADV minimum commitment
$1M

Reported in Form ADV on Sep 8, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG INVESTOR SERVICES HALIFAX, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KEITER, STEPHENS, HURST, GARY & SHREAVES, P.C. GLEN ALLEN, Virginia, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

KEITER, STEPHENS, HURST, GARY & SHREAVES, P.C.
PCAOB 80

Filing source

Form ADV 1674277 · Sep 8, 2022 · Schedule D 7.B.(1), fund 805-7862860615

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kevin M. Brandt Executive
N/A James River Capital Corp. Promoter
Laura P. Mc Grath Executive
Paul H. Saunders Executive
Brock Saunders Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
58 Broad Street Road
Manakin Sabot, VA, 23103