Form D · Hedge Fund

IRONWOOD PARTNERS II ENHANCED FUND LLC

San Francisco, CA · CIK 0001428135

Offering snapshot reported Nov 1, 2012 · SEC filing

Reported sold
$14.7M
Indefinite offering
Investors reported
20
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.37M$14.7MMar 13, 2009: $13,349,378.00Mar 13, 2009Aug 12, 2009: $13,349,378.00Sep 7, 2010: $14,048,378.00Sep 7, 2010Sep 14, 2011: $14,748,378.00Sep 14, 2011Oct 27, 2011: $14,748,378.00Nov 1, 2012: $14,748,378.00Nov 1, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 1, 2012Amendment$14,748,378$0vs Oct 27, 201120SEC filing
Oct 27, 2011Amendment$14,748,378$0vs Sep 14, 201120SEC filing
Sep 14, 2011Amendment$14,748,378$700,000vs Sep 7, 201020SEC filing
Sep 7, 2010Amendment$14,048,378$699,000vs Aug 12, 200920SEC filing
Aug 12, 2009Amendment$13,349,378$0vs Mar 13, 200919SEC filing
Mar 13, 2009Amendment$13,349,378No comparisonNot reportedSEC filing
Feb 21, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$670
Finders' fees
$0
Form D file number
021-115165
The Manager pays up to 30% of its management fee to the selling agents - see item 12. The current offering commenced prior to 3/15/09; item 15 reflects the requested information commencing from such date.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
City National Securities103705
Citigroup Global Markets, Inc.7059
Oppenheimer & Co. Inc.249
Morgan Keegan & Company, Inc.4161
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691
Commerce Square Trading, LLC26554
MT Rushmore Securities LLC130955
Capital Management Partners, Inc.21973
EMCOR Securities, Inc.45722
Fortigent Securities Company, LLC46022
Metcircle Securities LLC132690
Osage Investments, Inc.118539

Source: Form D, filed Nov 1, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

IRONWOOD PARTNERS II ENHANCED FUND LLC

Investment adviser: IRONWOOD CAPITAL MANAGEMENT CORP

Gross asset value
$10M
Beneficial owners
14
ADV minimum commitment
$500K

Reported in Form ADV on Jul 20, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & CO. WALNUT CREEK, California, United States
Custodian CHARLES, FREDERIC & CO./THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer FORTIGENT SECURITIES COMPANY, LLC. ROCKVILLE, Maryland, United States Related to adviser: No
Marketer HIGHTOWER SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No
Marketer TRESTLE POINT, LLC LAWRENCEVILLE, Georgia, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

FORTIGENT SECURITIES COMPANY, LLC.
CRD 46022 · SEC 8-51296

HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560

TRESTLE POINT, LLC
CRD 138494 · SEC 8-67165

Filing source

Form ADV 660657 · Jul 20, 2012 · Schedule D 7.B.(1), fund 805-7924638102

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Frederick Gans Executive
Jonathan Gans Executive
N/A Ironwood Capital Management Corporation Executive
William Mc Clelland Executive
Alison Sanger Executive
Nicholas Werner Executive
Ben Zack Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Ironwood Capital Management Corporation One Market Plaza,Steuart Tower, Ste 2500
San Francisco, CA, 94105