Form D · Other Investment Fund

Ironwood Mezzanine Fund IV LP

Avon, CT · CIK 0001693201

Offering snapshot reported May 30, 2018 · SEC filing

Reported sold: $164M
Investors reported: 16
Minimum accepted: $0
First sale: Dec 20, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$85,101,010 → $163,888,889
Reported investors10 → 16

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 30, 2018	Amendment	$163,888,889	$78,787,879vs Jan 10, 2017	16	SEC filing
Jan 8, 2018	Amendment	$162,878,788	$77,777,778vs Jan 10, 2017	15	SEC filing
Jan 10, 2017	Initial	$85,101,010	No comparison	10	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-278029

Source: Form D, filed May 30, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

IRONWOOD MEZZANINE FUND IV LP

Investment adviser: IRONWOOD CAPITAL ADVISORS LLC

Gross asset value: $62.7M
Beneficial owners: 15
ADV minimum commitment: $1

Reported in Form ADV on Mar 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor COHNREZNICK LLP HARTFORD, Connecticut, United States

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No

Custodian WEBSTER BANK STAMFORD, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

COHNREZNICK LLP
PCAOB 596

Filing source

Form ADV 2057697 · Mar 29, 2026 · Schedule D 7.B.(1), fund 805-7424246873

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Ironwood Mezzanine Fund III LP	Feb 14, 2013	$143,089,138	25
Ironwood Mezzanine Fund IV LP (this fund)	May 30, 2018	$163,888,889	16

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
James R. Barra	Director, Executive
Carolyn C. Galiette	Director, Executive
N/A Ironwood Mezzanine Management Iv Llc	Executive
Marc A. Reich	Director, Executive
Roger J. Roche	Director, Executive
Dickson Suit	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

45 Nod Road
Avon, CT, 06001