Form D · Other Investment Fund

Ironwood Mezzanine Fund III LP

Avon, CT · CIK 0001531109

Offering snapshot reported Feb 14, 2013 · SEC filing

Reported sold: $143M
Investors reported: 25
Minimum accepted: $0
First sale: Sep 28, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$140,000,000 → $143,089,138
Reported investors23 → 25

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 14, 2013	Amendment	$143,089,138	$3,089,138vs Nov 15, 2012	25	SEC filing
Nov 15, 2012	Amendment	$140,000,000	$86,320,000vs Oct 5, 2011	23	SEC filing
Oct 5, 2011	Initial	$53,680,000	No comparison	14	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-166772

Source: Form D, filed Feb 14, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

IRONWOOD MEZZANINE FUND III LP

Investment adviser: IRONWOOD CAPITAL ADVISORS LLC

Gross asset value: $30.2M
Beneficial owners: 23
ADV minimum commitment: $1

Reported in Form ADV on Mar 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor COHNREZNICK LLP HARTFORD, Connecticut, United States

Custodian WEBSTER BANK, N.A. STAMFORD, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

COHNREZNICK LLP
PCAOB 596

Filing source

Form ADV 2057697 · Mar 29, 2026 · Schedule D 7.B.(1), fund 805-3577868307

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Ironwood Mezzanine Fund III LP (this fund)	Feb 14, 2013	$143,089,138	25
Ironwood Mezzanine Fund IV LP	May 30, 2018	$163,888,889	16

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
James Barra	Executive
Carolyn Galiette	Executive
Marc Reich	Executive
Roger Roche, Jr.	Executive
Dickson Suit	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

45 Nod Road
Avon, CT, 06001