Form D · Other Investment Fund

InvestX Series (TR-U1), a Series of InvestX Master LLC

New York, NY · CIK 0001983311

Offering snapshot reported Nov 28, 2023 · SEC filing

Reported sold
$1.63M
Indefinite offering
Investors reported
15
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Jul 14, 2023
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$813K$1.63MJul 26, 2023: $50,000.00Jul 26, 2023Sep 7, 2023: $450,000.00Sep 7, 2023Sep 20, 2023: $1,050,000.00Nov 2, 2023: $1,175,225.00Nov 2, 2023Nov 9, 2023: $1,325,225.00Nov 28, 2023: $1,625,450.00Nov 28, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,325,225 → $1,625,450
  • Reported investors10 → 15

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 28, 2023Amendment$1,625,450$300,225vs Nov 9, 202315SEC filing
Nov 9, 2023Amendment$1,325,225$150,000vs Nov 2, 202310SEC filing
Nov 2, 2023Amendment$1,175,225$125,225vs Sep 20, 20238SEC filing
Sep 20, 2023Amendment$1,050,000$600,000vs Sep 7, 20236SEC filing
Sep 7, 2023Amendment$450,000$400,000vs Jul 26, 20233SEC filing
Jul 26, 2023Initial$50,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c
Duration over one year
No
Business combination
No
Sales commissions
$73.1K (estimated)
Finders' fees
$0
Form D file number
021-487947
The Issuer may require investors brought by a registered broker-dealer to pay up to 4.5% of the investor's commitment to such dealer-broker. In addition, selling agents and referring firms may receive a carried interest of 5.0%.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
InvestX Markets LLC148248
Chapwood Securities, Inc.154376
Kingswood Capital Partners, LLC288898

Source: Form D, filed Nov 28, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

INVESTX SERIES TR-U1, A SERIES OF INVESTX MASTER LLC

Investment adviser: INVESTX ASSET MANAGEMENT LLC

Gross asset value
$355K
Beneficial owners
19
ADV minimum commitment
$75K

Reported in Form ADV on Sep 10, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GREAT LAKES FUND SOLUTIONS, INC. LAKE VILLA, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 2132027 · Sep 10, 2026 · Schedule D 7.B.(1), fund 805-4957790427

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Null Great Lakes Fund Solutions, Inc. Executive
Null Invest X Asset Management Llc Director
Null Invest X Markets Llc Promoter
Robert Mc Lamore Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
19 Fulton Street Suite 300
New York, NY, 10038