Form D · Other Investment Fund

InvestX Series (ATR-U5), a Series of InvestX Master LLC

New York, NY · CIK 0002112818

Offering snapshot reported Mar 25, 2026 · SEC filing

Reported sold: $9.67M
Investors reported: 94
Minimum accepted: $15K
First sale: Jan 23, 2026

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$8,565,756 → $9,665,756
Reported investors82 → 94

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 25, 2026	Amendment	$9,665,756	$1,100,000vs Feb 26, 2026	94	SEC filing
Feb 26, 2026	Initial	$8,565,756	No comparison	82	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06c, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $435K (estimated)
Finders' fees: $0
Form D file number: 021-574766

The Issuer may require investors brought by a registered broker-dealer to pay up to 4.5% of the Investor's capital contribution to such broker-dealer. In addition, selling agents may receive a portion of the carried interest.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Alejandro Levy	6202422	InvestX Markets LLC · CRD 148248
Paul Lee	5541067	Kingswood Capital Partners, LLC · CRD 288898
Han Gu	6863727	Kingswood Capital Partners, LLC · CRD 288898
Morris Nutt	2891940	Kingswood Capital Partners, LLC · CRD 288898
Newbridge Securities Corporation	104065
Christopher Russo	2744913	B. Riley Wealth Management · CRD 2543
Namhee Park	6724895	Kingswood Capital Partners, LLC · CRD 288898
Brian Dixon	4567985	Kingswood Capital Partners, LLC · CRD 288898
Peter J. Sarner	2561791	B. Riley Wealth Management · CRD 2543
James Swinney	5111350	B. Riley Wealth Management · CRD 2543
Justin Tompkins	6319600	InvestX Markets LLC · CRD 148248
Matthew Thomas Nadeau	4637541	Kingswood Capital Partners, LLC · CRD 288898
Christopher S. Brown	5859612	Kingswood Capital Partners, LLC · CRD 288898

Source: Form D, filed Mar 25, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

INVESTX SERIES (ATR-U5), A SERIES OF INVESTX MASTER LLC

Investment adviser: INVESTX ASSET MANAGEMENT LLC

Gross asset value: $9.98M
Beneficial owners: 96
ADV minimum commitment: $75K

Reported in Form ADV on Sep 10, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GREAT LAKES FUND SOLUTIONS, INC. LAKE VILLA, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST AND YOUNG LLP VANCOUVER, BRITISH COLUMBIA, Canada

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

ERNST AND YOUNG LLP
PCAOB 1263

Filing source

Form ADV 2132027 · Sep 10, 2026 · Schedule D 7.B.(1), fund 805-4868258422

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Null Great Lakes Fund Solutions, Inc.	Executive
Null Invest X Asset Management Llc	Director
Null Invest X Markets Llc	Promoter
Robert Mc Lamore	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

19 Fulton Street Suite 300
New York, NY, 10038