Form D · Private Equity Fund
InvestX Growth Equity IV-US LP
New York, NY · CIK 0001965535
Offering snapshot reported Oct 3, 2024 · SEC filing
- Reported sold
- $7.24M Indefinite offering
- Investors reported
- 77 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 27, 2023 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$6,715,000 → $7,240,000
- Reported investors72 → 77
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 3, 2024 | Amendment | $7,240,000 | $525,000vs Aug 30, 2024 | 77 | SEC filing |
| Aug 30, 2024 | Amendment | $6,715,000 | $3,400,000vs Oct 4, 2023 | 72 | SEC filing |
| Oct 4, 2023 | Amendment | $3,315,000 | $2,797,500vs Apr 13, 2023 | 36 | SEC filing |
| Jul 5, 2023 | Amendment | $3,065,000 | $2,547,500vs Apr 13, 2023 | 33 | SEC filing |
| Apr 13, 2023 | Amendment | $517,500 | $105,000vs Feb 24, 2023 | 17 | SEC filing |
| Feb 24, 2023 | Initial | $412,500 | No comparison | 13 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $293K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-474174
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| William Robert Young | 4787488 | Ameriprise Financial Services, LLC · CRD 6363 |
| William Owen Wright | 824766 | Infinity Financial Services · CRD 144302 |
| Alejandro Levy Schwed | 6202422 | InvestX Markets LLC · CRD 148248 |
| Joseph Kocsis | 2423884 | Great Point Capital, LLC · CRD 114203 |
| Marcus A. New | 7235082 | InvestX Markets LLC · CRD 148248 |
| Kalyan Kavili | 5511974 | Kingswood Capital Partners, LLC · CRD 288898 |
| Eric Scott Felsenfeld | 4496689 | Ameriprise Financial Services, LLC · CRD 6363 |
| Morris Gordon Nutt | 2891940 | Kingswood Capital Partners, LLC · CRD 288898 |
| Steven Paul Abels | 4205168 | Innovation Partners LLC · CRD 146344 |
| Justin Robert Rasbach | 6043114 | Kingswood Capital Partners, LLC · CRD 288898 |
| Brian Michael Dixon | 4567985 | Kingswood Capital Partners, LLC · CRD 288898 |
| Rhett P Grimes | 6283241 | Great Point Capital LLC · CRD 114203 |
| Donald Unger | 726320 | Great Point Capital LLC · CRD 114203 |
| Justin Dale Tompkins | 6319600 | InvestX Markets LLC · CRD 148248 |
Source: Form D, filed Oct 3, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
INVESTX GROWTH EQUITY IV-US LP
Investment adviser: INVESTX ASSET MANAGEMENT LLC
- Gross asset value
- $14M
- Beneficial owners
- 37
- ADV minimum commitment
- $75K
Reported in Form ADV on Sep 10, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST AND YOUNG LLP
PCAOB 1263
Filing source
Form ADV 2132027 · Sep 10, 2026 · Schedule D 7.B.(1), fund 805-7689089627
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Patrick Brake | Director |
| Marcus A New | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10038