Form D · Hedge Fund

INVESTCORP STONEWORKS GLOBAL MACRO FUND LLC

New York, NY · CIK 0001445650

Offering snapshot reported Sep 15, 2011 · SEC filing

Reported sold
$61M
Indefinite offering
Investors reported
15
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jan 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$33.6M$67.3MSep 17, 2008Sep 16, 2009: $39,868,201.00Sep 16, 2009Sep 16, 2010: $67,277,770.00Sep 16, 2010Sep 15, 2011: $61,018,384.00Sep 15, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$67,277,770 → $61,018,384

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 15, 2011Amendment$61,018,384-$6,259,386vs Sep 16, 201015SEC filing
Sep 16, 2010Amendment$67,277,770No comparison15SEC filing
Sep 16, 2009Amendment$39,868,201No comparison10SEC filing
Sep 17, 2008PaperNot reportedNo comparisonNot reported

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-122748
THE ISSUER DOES NOT PAY ANY SALES COMMISSIONS OR FINDER'S FEES. HOWEVER, THE ISSUER'S MANAGER PAYS A PORTION OF ITS ASSET-BASED MANAGEMENT FEE TO ITS AFFILIATED BROKER-DEALER.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N.A. INVESTCORP LLC134162

Source: Form D, filed Sep 15, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

INVESTCORP STONEWORKS GLOBAL MACRO FUND LLC

Investment adviser: INVESTCORP INVESTMENT ADVISERS LIMITED

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Aug 15, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 751970 · Aug 15, 2013 · Schedule D 7.B.(1), fund 805-3901731304

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Franklin Executive
N/A Investcorp Investment Advisers Llc Promoter
N/A Investcorp Investment Advisors Llc Promoter
Prashant Kolluri Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
280 Park Avenue 39 Th Floor
New York, NY, 10017