Form D · Hedge Fund

INVESTCORP INDEX-LINKED PRODUCT(U.S. FEEDER), LLC

New York, NY · CIK 0001472133

Offering snapshot reported Sep 26, 2012 · SEC filing

Reported sold
$67M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$50M
Reported outside-investor minimum
First sale
Apr 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$33.5M$67MSep 25, 2009: $62,000,000.00Sep 25, 2009Sep 27, 2010: $62,000,000.00Sep 27, 2010Sep 26, 2011: $67,000,000.00Sep 26, 2011Sep 26, 2012: $67,000,000.00Sep 26, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 26, 2012Amendment$67,000,000$0vs Sep 26, 20111SEC filing
Sep 26, 2011Amendment$67,000,000$5,000,000vs Sep 27, 20101SEC filing
Sep 27, 2010Amendment$62,000,000$0vs Sep 25, 20091SEC filing
Sep 25, 2009Initial$62,000,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-134751
THE ISSUER DOES NOT PAY ANY SALES COMMISSION OR FINDER'S FEES. HOWEVER, THE ISSUER'S MANAGER PAYS A PORTION OF IT'S ASSET-BASED MANAGEMENT FEE TO IT'S AFFILIATED BROKER-DEALER.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N.A. INVESTCORP LLC134162

Source: Form D, filed Sep 26, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

INVESTCORP INDEX-LINKED PRODUCT (U.S. FEEDER), LLC

Investment adviser: INVESTCORP INVESTMENT ADVISERS LIMITED

Gross asset value
$11.4M
Beneficial owners
1
ADV minimum commitment
$50M

Reported in Form ADV on Oct 1, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INVESTCORP BANK B.S.C. MANAMA, Bahrain Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands
Marketer N.A. INVESTCORP LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
Yes

N.A. INVESTCORP LLC
CRD 134162 · SEC 8-66812

Filing source

Form ADV 670122 · Oct 1, 2012 · Schedule D 7.B.(1), fund 805-1743526190

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Franklin Director, Executive
N/A Investcorp Investment Advisers Llc Promoter
Prashant Kolluri Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
280 Park Avenue 39 Th Floor
New York, NY, 10017