Form D · Hedge Fund

INVESTCORP EVENT DRIVEN HEDGE FUND LTD

Grand Cayman, E9 · CIK 0001365541

Offering snapshot reported Mar 26, 2014 · SEC filing

Reported sold: $566M
Investors reported: 136
Minimum accepted: $5M
First sale: Jan 1, 2003

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$558,410,019 → $566,458,216

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 26, 2014	Amendment	$566,458,216	$8,048,197vs Mar 15, 2012	136	SEC filing
Mar 21, 2013	Amendment	$558,410,019	$0vs Mar 15, 2012	136	SEC filing
Mar 15, 2012	Amendment	$558,410,019	$18,167,649vs Mar 16, 2011	136	SEC filing
Mar 16, 2011	Amendment	$540,242,370	$90,083,781vs Mar 16, 2010	134	SEC filing
Mar 16, 2010	Amendment	$450,158,589	-$151,414,639vs Mar 16, 2009	113	SEC filing
Mar 16, 2009	Amendment	$601,573,228	No comparison	Not reported	SEC filing
May 26, 2006	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-90664

THE ISSUER DOES NOT PAY ANY SALES COMMISSIONS OR FINDER'S FEES. HOWEVER, THE ISSUER'S INVESTMENT MANAGER PAYS A PORTION OF IT'S ASSET-BASED MANAGEMENT FEE TO IT'S AFFILIATED BROKER-DEALER.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
N.A. INVESTCORP LLC	134162

Source: Form D, filed Mar 26, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

INVESTCORP EVENT DRIVEN HEDGE FUND LIMITED SPC

Investment adviser: INVESTCORP INVESTMENT ADVISERS LIMITED

Gross asset value: $11M
Beneficial owners: 4
ADV minimum commitment: $5M

Reported in Form ADV on Sep 29, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INVESTCORP BANK B.S.C. MANAMA, Bahrain Investor statements: Yes (provided to all investors) Related to adviser: Yes

Fund administrator MITSUBISHI UFJ FUND SERVICES DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands

Custodian J.P. MORGAN TRUST CO CAYMAN GEORGE TOWN, Cayman Islands Related to adviser: No

Marketer INVESTCORP BANK B.S.C. MANAMA, Bahrain Related to adviser: Yes

Marketer N.A. INVESTCORP LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

N.A. INVESTCORP LLC
CRD 134162 · SEC 8-66812

Filing source

Form ADV 844795 · Sep 29, 2014 · Schedule D 7.B.(1), fund 805-8465233819

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Janick Fierens	Director
N/A Investcorp Investment Advisers Limited	Promoter
Rishi Kapoor	Director
Gary Long	Director, Executive
Stuart Marshall	Director
Brian J. Murphy	Executive
Mufeed Rajab	Director
Abbas Rizvi	Director
Harsh Shethia	Director
Craig Sinfield Hain	Director
Elizabeth Warren	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Boundary Hall Cricket Square
Grand Cayman, E9, KY1-1102