Form D · Private Equity Fund

Innovation X Holdings QP, LLC - Palantir Series I

New York, NY · CIK 0001704147

Offering snapshot reported Apr 27, 2017 · SEC filing

Reported sold
Yet to sell
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 27, 2017InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$2M (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-285672
Assumes maximum commissions earned.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
National Securities Corporation7569

Source: Form D, filed Apr 27, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

INNOVATION X HOLDINGS QP, LLC - PALANTIR SERIES I

Investment adviser: B. RILEY WEALTH ADVISORS, INC.

Gross asset value
$32.9M
Beneficial owners
297
ADV minimum commitment
$25K

Reported in Form ADV on Oct 27, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator VENTURE BACK OFFICE, INC. CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM, LLP NEW YORK, New York, United States
Custodian SIGNATURE BANK NEW YORK, New York, United States Related to adviser: No
Marketer NATIONAL SECURITIES CORPORATION NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MARCUM, LLP
PCAOB 688

SIGNATURE BANK
LEI 13-4149421

NATIONAL SECURITIES CORPORATION
CRD 7569 · SEC 8-164

Filing source

Form ADV 1573940 · Oct 27, 2021 · Schedule D 7.B.(1), fund 805-9507894959

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Innovation X Management, Llc Executive
David Levine Executive
Roger Monteforte Executive
National Asset Management, Inc. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
410 Park Avenue, 14 Th Floor
New York, NY, 10022