Form D · Private Equity Fund

ICQ Opportunities Fund AJ, L.P.

San Francisco, CA · CIK 0001745011

Offering snapshot reported Nov 13, 2018 · SEC filing

Reported sold: $27M
Investors reported: 26
Minimum accepted: $10K
First sale: Jul 6, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$48,135,000 → $27,000,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 13, 2018	Amendment	$27,000,000	-$21,135,000vs Jul 13, 2018	26	SEC filing
Jul 13, 2018	Initial	$48,135,000	No comparison	26	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-316876

Source: Form D, filed Nov 13, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ICQ OPPORTUNITIES FUND AJ, L.P.

Investment adviser: ICONIQ CAPITAL, LLC

Gross asset value: $25.4M
Beneficial owners: 25
ADV minimum commitment: $10K

Reported in Form ADV on Nov 29, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STANDISH MANAGEMENT SAN FRANCISCO, California, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor KPMG LLP SAN FRANCISCO, California, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Custodian RAYMOND JAMES & ASSOCIATES, INC. SAINT PETERSBURG, Florida, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Filing source

Form ADV 1803082 · Nov 29, 2023 · Schedule D 7.B.(1), fund 805-5625676102

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Icq Opportunities Gp, L.P.	Executive
Divesh Makan	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

394 Pacific Avenue Second Floor
San Francisco, CA, 94111