Form D · Private Equity Fund

ICQ Opportunities Fund 4, L.P.

San Francisco, CA · CIK 0001635495

Offering snapshot reported Sep 18, 2015 · SEC filing

Reported sold: $439M
Investors reported: 38
Minimum accepted: $50K
First sale: Sep 1, 2015

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 38
Minimum accepted$10,000 → $50,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 18, 2015	Amendment	$438,525,000	No comparison	38	SEC filing
Mar 4, 2015	Initial	Yet to sell	No comparison	0	SEC filing
Mar 4, 2015	Amendment	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-235119

Source: Form D, filed Sep 18, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ICQ OPPORTUNITIES FUND 4, L.P.

Investment adviser: ICONIQ CAPITAL, LLC

Gross asset value: $64.1K
Beneficial owners: 43
ADV minimum commitment: $50K

Reported in Form ADV on Nov 19, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STANDISH MANAGEMENT SAN FRANCISCO, California, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor KPMG LLP SAN FRANCISCO, California, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

Filing source

Form ADV 1466903 · Nov 19, 2020 · Schedule D 7.B.(1), fund 805-4473342473

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
ICQ Opportunities Fund 1, L.P.	Dec 12, 2013	Yet to sell	0
ICQ Opportunities Fund 2, L.P.	Apr 1, 2014	Yet to sell	0
ICQ Opportunities Fund 3, L.P.	Dec 3, 2014	Yet to sell	0
ICQ Opportunities Fund 4, L.P. (this fund)	Sep 18, 2015	$438,525,000	38
ICQ Opportunities Fund 5, L.P.	Oct 30, 2015	$35,500,000	10
ICQ Opportunities Fund 6, L.P.	Oct 7, 2015	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Icq Opportunities Gp, L.P.	Executive
Divesh Makan	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

394 Pacific Ave. Floor 2
San Francisco, CA, 94111