Form D · Private Equity Fund

ICONIQ Strategic Partners III Co-Invest, L.P. (Series EP1)

San Francisco, CA · CIK 0001757433

Offering snapshot reported Jan 10, 2019 · SEC filing

Reported sold
$250M
Indefinite offering
Investors reported
80
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Oct 26, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$125M$250MNov 2, 2018: $224,174,857.00Nov 2, 2018Jan 10, 2019: $250,193,000.00Jan 10, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$224,174,857 → $250,193,000
  • Reported investors78 → 80

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 10, 2019Amendment$250,193,000$26,018,143vs Nov 2, 201880SEC filing
Nov 2, 2018Initial$224,174,857No comparison78SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-324927

Source: Form D, filed Jan 10, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ICONIQ STRATEGIC PARTNERS III CO-INVEST, L.P. SERIES EP1

Investment adviser: ICONIQ CAPITAL, LLC

Gross asset value
$71.7K
Beneficial owners
74
ADV minimum commitment
$5K

Reported in Form ADV on Aug 25, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STANDISH MANAGEMENT SAN FRANCISCO, California, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor KPMG LLP SAN FRANCISCO, California, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Custodian RAYMOND JAMES & ASSOCIATES, INC. SAINT PETERSBURG, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Filing source

Form ADV 1666826 · Aug 25, 2022 · Schedule D 7.B.(1), fund 805-1221441628

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Iconiq Strategic Partners Iii Gp, L.P. Executive
Divesh Makan Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
394 Pacific Avenue Second Floor
San Francisco, CA, 94111