Form D · Hedge Fund

ICAP Absolute Return Fund LP

Denver, CO · CIK 0001464284

Offering snapshot reported Jul 16, 2014 · SEC filing

Reported sold
$98M
Indefinite offering
Investors reported
67
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Dec 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$49M$98MJul 23, 2012: $96,963,732.00Jul 23, 2012Jul 23, 2012: $96,963,732.00Jul 18, 2013: $96,993,732.00Jul 18, 2013Jul 16, 2014: $97,993,732.00Jul 16, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$96,993,732 → $97,993,732

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 16, 2014Amendment$97,993,732$1,000,000vs Jul 18, 201367SEC filing
Jul 18, 2013Amendment$96,993,732$30,000vs Jul 23, 201267SEC filing
Jul 23, 2012Initial$96,963,732No comparison66SEC filing
Jul 23, 2012Amendment$96,963,732$0vs Jul 23, 201266SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-181629
Total amount does not reflect redemptions or changes to market value.

Source: Form D, filed Jul 16, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ICAP ABSOLUTE RETURN FUND, L.P.

Investment adviser: INDEPENDENCE CAPITAL ASSET PARTNERS, LLC

Gross asset value
$227M
Beneficial owners
35
ADV minimum commitment
$1M

Reported in Form ADV on Apr 16, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), LLC TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS DENVER, Colorado, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 911590 · Apr 16, 2015 · Schedule D 7.B.(1), fund 805-7630839813

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Anita Falicia Executive, Promoter
James Hillary Executive, Promoter
Llc Independence Capital Asset Partners Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1400 16 Th Street Suite 520
Denver, CO, 80202