Investment adviser · CRD 132833

INDEPENDENCE CAPITAL ASSET PARTNERS, LLC

Investment adviser filing (IA)

DENVER, CO, United States · Form ADV filed Apr 16, 2015

Regulatory AUM
$1.08B
Form ADV · Item 5.F
Client accounts
13
Accounts, not individual clients
Employees
16
Reported in this filing
Advisory professionals
8
Investment advisory functions

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ICAP ABSOLUTE RETURN FUND, L.P.Hedge Fund · Last reported Apr 16, 2015$227MGross asset value

Form D fundraising filings

ICAP Absolute Return Fund LP

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), LLC TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS DENVER, Colorado, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Fund details & source
Fund ID
805-7630839813
Reported beneficial owners
35
Minimum commitment
$1M
Form D file number
021-181629

Form ADV 911590 · Apr 16, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ICAP QP ABSOLUTE RETURN FUND, L.P.Hedge Fund · Last reported Apr 16, 2015$207MGross asset value

Form D fundraising filings

ICAP QP Absolute Return Fund L P

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), LLC TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS DENVER, Colorado, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Fund details & source
Fund ID
805-8585825004
Reported beneficial owners
43
Minimum commitment
$1M
Form D file number
021-71815

Form ADV 911590 · Apr 16, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ICAP OFFSHORE ABSOLUTE RETURN FUND II LTD.Hedge Fund · Last reported Apr 16, 2015$133MGross asset value

Form D fundraising filings

ICAP OFFSHORE ABSOLUTE RETURN FUND II LTD

Fund administrator STATE STREET (CAYMAN) TRUST, LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Fund details & source
Fund ID
805-9056655018
Reported beneficial owners
15
Minimum commitment
$1M
Form D file number
021-86502

Form ADV 911590 · Apr 16, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INDEPENDENCE CAPITAL APPRECIATION FUND, L.P.Hedge Fund · Last reported Apr 16, 2015$14.8MGross asset value

Form D fundraising filings

Independence Capital Appreciation Fund LP

Fund administrator MG STOVER & CO. DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP DENVER, Colorado, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-3032190435
Reported beneficial owners
7
Minimum commitment
$5M
Form D file number
021-192187

Form ADV 911590 · Apr 16, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LIBERTAS I, LPOther Private Fund · Last reported Apr 16, 2015$6.64MGross asset value

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-8079824203
Reported beneficial owners
5
Minimum commitment
$0

Form ADV 911590 · Apr 16, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INDEPENDENCE CAPITAL SMALL CAP FUND, LPHedge Fund · Last reported Apr 16, 2015$5.41MGross asset value
Fund administrator MG STOVER & CO. DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP DENVER, Colorado, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-4665482370
Reported beneficial owners
5
Minimum commitment
$1M
Form D file number
021-211326

Form ADV 911590 · Apr 16, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INDEPENDENCE CAPITAL SELECT HEALTH CARE FUND, L.P.Hedge Fund · Last reported Apr 16, 2015$3.01MGross asset value
Fund administrator MG STOVER & CO. DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP DENVER, Colorado, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-3497501797
Reported beneficial owners
2
Minimum commitment
$0

Form ADV 911590 · Apr 16, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 16, 2015. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1400 16TH STREET, SUITE 520
DENVER, CO, 80202, United States

CRD 132833

Filing source

Form ADV 911590 · Apr 16, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.