Form D · Hedge Fund

HTX Energy Equity Fund, LP

Houston, TX · CIK 0001551960

Offering snapshot reported Jun 12, 2013 · SEC filing

Reported sold
$7.6M
Indefinite offering
Investors reported
13
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.8M$7.6MJun 15, 2012: $5,150,000.00Jun 15, 2012Jun 12, 2013: $7,600,000.00Jun 12, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$5,150,000 → $7,600,000
  • Reported investors9 → 13

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 12, 2013Amendment$7,600,000$2,450,000vs Jun 15, 201213SEC filing
Jun 15, 2012Initial$5,150,000No comparison9SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-179822

Source: Form D, filed Jun 12, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HTX ENERGY EQUITY FUND, LP

Investment adviser: HTX CAPITAL MANAGEMENT, LP

Gross asset value
$9.6M
Beneficial owners
9
ADV minimum commitment
$0

Reported in Form ADV on Sep 6, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MORGAN STANLEY FUND SERVICE USA LLC PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY & PULLEN, LLP NEW YORK, New York, United States
Custodian JPMORGAN CHASE & CO. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MORGAN STANLEY & CO. LLC
SEC 8-15869

UBS SECURITIES LLC
SEC 8-22651

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 666732 · Sep 6, 2012 · Schedule D 7.B.(1), fund 805-4357210072

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kevin Comcowich Executive
Vince Cornelli Executive
Htx Associates, Llc Htx Associates, Llc Executive
N/A Htx Associates, Llc Executive
N/A Htx Energy Capital Management, Lp Executive
John Meloy Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1800 West Loop South Suite 1660
Houston, TX, 77027