Investment adviser · CRD 163152

HTX CAPITAL MANAGEMENT, LP

Investment adviser filing (IA)

HOUSTON, TX, United States · Form ADV filed Sep 6, 2012

Regulatory AUM
$10.4M
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HTX ENERGY EQUITY FUND, LPHedge Fund · Last reported Sep 6, 2012$9.6MGross asset value

Form D fundraising filings

HTX Energy Equity Fund, LP

Fund administrator MORGAN STANLEY FUND SERVICE USA LLC PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY & PULLEN, LLP NEW YORK, New York, United States
Custodian JPMORGAN CHASE & CO. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MORGAN STANLEY & CO. LLC
SEC 8-15869

UBS SECURITIES LLC
SEC 8-22651

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-4357210072
Reported beneficial owners
9
Minimum commitment
$0
Form D file number
021-179822

Form ADV 666732 · Sep 6, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HTX ENERGY EQUITY OFFSHORE MASTER FUND, LPHedge Fund · Last reported Sep 6, 2012$764KGross asset value

Feeder funds

  • HTX ENERGY EQUITY OFFSHORE FUND, LTD.
Fund administrator MORGAN STANLEY FUND SERVICES (BERMUDA) LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY & PULLEN, LLP NEW YORK, New York, United States
Custodian JPMORGAN CHASE & CO. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MORGAN STANLEY & CO. LLC
SEC 8-15869

UBS SECURITIES LLC
SEC 8-22651

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-1875096418
Reported beneficial owners
1
Minimum commitment
$100K

Form ADV 666732 · Sep 6, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 6, 2012. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1800 WEST LOOP SOUTH, SUITE 1660
HOUSTON, TX, 77027, United States

CRD 163152

Filing source

Form ADV 666732 · Sep 6, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.