Form D · Private Equity Fund
HKW CAPITAL PARTNERS III SUPPLEMENTAL L.P.
New York, NY · CIK 0001503713
Offering snapshot reported Oct 27, 2010 · SEC filing
- Reported sold
- Yet to sell Offering amount: $50M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 27, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.1, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $270K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-149670
HKW Management III Supplemental L.P. (the "General Partner" of the Issuer), reserves the right to offer a greater or lesser amount of limited partner interests.
Estimated sales commissions are for the Issuer and its parallel fund.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| BASS CREEK ADVISORS, LTD. | 140578 |
Source: Form D, filed Oct 27, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
HKW CAPITAL PARTNERS III SUPPLEMENTAL L.P.
Investment adviser: HAMMOND, KENNEDY, WHITNEY & COMPANY, INC.
- Gross asset value
- $29.4M
- Beneficial owners
- 12
- ADV minimum commitment
- $1M
Reported in Form ADV on Aug 8, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
GRANT THORNTON LLP
PCAOB 248
CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76
Filing source
Form ADV 1668130 · Aug 8, 2022 · Schedule D 7.B.(1), fund 805-6935604813
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James O. Futterknecht, Jr. | Executive, Promoter |
| Ted H. Kramer | Executive, Promoter |
| Julianne S. Lis Milam | Executive, Promoter |
| Luke A. Phenicie | Executive, Promoter |
| Michael Roemer | Executive, Promoter |
| Glenn Scolnik | Executive, Promoter |
| James C. Snyder | Executive, Promoter |
| Jeffrey G. Wood | Executive, Promoter |
| Caroline L. Young | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10170