Investment adviser · CRD 161288

HAMMOND, KENNEDY, WHITNEY & COMPANY, INC.

Investment adviser filing (IA)

· Form ADV filed Mar 31, 2026

Regulatory AUM: $631M
Client accounts: 5
Employees: 8
Advisory professionals: 6

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	5	$631,192,873	100.0%

Filing source

Form ADV 2075821 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

11 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HKW CAPITAL PARTNERS V, L.P.Private Equity Fund · Last reported Mar 31, 2026$441MGross asset value

Form D fundraising filings

HKW CAPITAL PARTNERS V, L.P.

Fund administrator PKF O'CONNOR DAVIES, LLP WOODCLIFF LAKE, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian COMERICA BANK SAN JOSE, California, United States Related to adviser: No

Custodian DELAWARE TRUST COMPANY WILMINGTON, Delaware, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON LLP
PCAOB 248

COMERICA BANK
LEI 70WY0ID1N53Q4254VH70

Fund details & source

Fund ID: 805-2777683537
Reported beneficial owners: 64
Minimum commitment: $5M
Form D file number: 021-293918

Form ADV 2075821 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HKW CAPITAL PARTNERS IV, L.P.Private Equity Fund · Last reported Mar 31, 2026$110MGross asset value

Form D fundraising filings

HKW CAPITAL PARTNERS IV, L.P.

Fund administrator PKF O'CONNOR DAVIES, LLP WOODCLIFF LAKE, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian COMERICA BANK SAN JOSE, California, United States Related to adviser: No

Custodian DELAWARE TRUST COMPANY WILMINGTON, Delaware, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON LLP
PCAOB 248

COMERICA BANK
LEI 70WY0ID1N53Q4254VH70

Fund details & source

Fund ID: 805-9657026335
Reported beneficial owners: 22
Minimum commitment: $5M
Form D file number: 021-181334

Form ADV 2075821 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HKW CAPITAL PARTNERS V-A, L.P.Private Equity Fund · Last reported Mar 31, 2026$50.6MGross asset value

Form D fundraising filings

HKW CAPITAL PARTNERS V-A, L.P.

Fund administrator PKF O'CONNOR DAVIES, LLP WOODCLIFF LAKE, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian COMERICA BANK SAN JOSE, California, United States Related to adviser: No

Custodian DELAWARE TRUST COMPANY WILMINGTON, Delaware, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON LLP
PCAOB 248

COMERICA BANK
LEI 70WY0ID1N53Q4254VH70

Fund details & source

Fund ID: 805-6961486078
Reported beneficial owners: 41
Minimum commitment: $5M
Form D file number: 021-293919

Form ADV 2075821 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HKW CAPITAL PARTNERS IV-A, L.P.Private Equity Fund · Last reported Mar 31, 2026$17.8MGross asset value

Form D fundraising filings

HKW CAPITAL PARTNERS IV-A, L.P.

Fund administrator PKF O'CONNOR DAVIES, LLP WOODCLIFF LAKE, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian COMERICA BANK SAN JOSE, California, United States Related to adviser: No

Custodian DELAWARE TRUST COMPANY WILMINGTON, Delaware, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON LLP
PCAOB 248

COMERICA BANK
LEI 70WY0ID1N53Q4254VH70

Fund details & source

Fund ID: 805-1839776791
Reported beneficial owners: 43
Minimum commitment: $5M
Form D file number: 021-181335

Form ADV 2075821 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HKW CAPITAL PARTNERS IV-B, L.P.Private Equity Fund · Last reported Mar 31, 2026$12.5MGross asset value

Form D fundraising filings

HKW CAPITAL PARTNERS IV-B, L.P.

Fund administrator PKF O'CONNOR DAVIES, LLP WOODCLIFF LAKE, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian COMERICA BANK SAN JOSE, California, United States Related to adviser: No

Custodian DELAWARE TRUST COMPANY WILMINGTON, Delaware, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON LLP
PCAOB 248

COMERICA BANK
LEI 70WY0ID1N53Q4254VH70

Fund details & source

Fund ID: 805-3034289949
Reported beneficial owners: 2
Minimum commitment: $5M
Form D file number: 021-219991

Form ADV 2075821 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HKW CAPITAL PARTNERS III SUPPLEMENTAL L.P.Private Equity Fund · Last reported Aug 8, 2022$29.4MGross asset value

Form D fundraising filings

HKW CAPITAL PARTNERS III SUPPLEMENTAL L.P.

Fund administrator PKF O'CONNOR DAVIES, LLP WOODCLIFF LAKE, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian DELAWARE TRUST COMPANY WILMINGTON, Delaware, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON LLP
PCAOB 248

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

Fund details & source

Fund ID: 805-6935604813
Reported beneficial owners: 12
Minimum commitment: $1M
Form D file number: 021-149670

Form ADV 1668130 · Aug 8, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HKW CAPITAL PARTNERS III, L.P.Private Equity Fund · Last reported Aug 8, 2022$24.4MGross asset value

Fund administrator PKF O'CONNOR DAVIES, LLP WOODCLIFF LAKE, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian DELAWARE TRUST COMPANY WILMINGTON, Delaware, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON LLP
PCAOB 248

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

Fund details & source

Fund ID: 805-6716965601
Reported beneficial owners: 22
Minimum commitment: $5M
Form D file number: 021-94686

Form ADV 1668130 · Aug 8, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Not reported in these imported fields

Compensation

Percentage of assets · Performance-based

Principal office

CRD 161288

Filing source

Form ADV 2075821 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.