Form D · Private Equity Fund

HGI Opportunity Fund XII, LLC

Norfolk, VA · CIK 0001729255

Offering snapshot reported Mar 28, 2018 · SEC filing

Reported sold: $25.6M
Investors reported: 93
Minimum accepted: $100K
First sale: Jan 19, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$4,860,000 → $25,635,000
Reported investors30 → 93
Minimum accepted$200,000 → $100,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 28, 2018	Amendment	$25,635,000	$20,775,000vs Jan 31, 2018	93	SEC filing
Jan 31, 2018	Amendment	$4,860,000	$0vs Jan 31, 2018	30	SEC filing
Jan 31, 2018	Initial	$4,860,000	No comparison	30	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $5.5K
Form D file number: 021-304470

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Baruch Labinsky	None
Benzi Kahana	None

Source: Form D, filed Mar 28, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HGI OPPORTUNITY FUND XII, LLC

Investment adviser: HARBOR GROUP INTERNATIONAL, LLC

Gross asset value: $21.4M
Beneficial owners: 93
ADV minimum commitment: $100K

Reported in Form ADV on Jan 24, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian MILLENNIUM TRUST COMPANY OAK BROOK, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Filing source

Form ADV 1703177 · Jan 24, 2023 · Schedule D 7.B.(1), fund 805-9546573315

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
HGI Opportunity Fund IV, LLC	Feb 11, 2010	$30,000,000	98
HGI Opportunity Fund V, LLC	Jun 20, 2011	$32,500,000	99
HGI OPPORTUNITY FUND VI, LLC	Apr 27, 2012	$35,000,000	100
HGI Opportunity Fund VII, LLC	Mar 13, 2013	$28,750,000	99
HGI Opportunity Fund VIII, LLC	Apr 15, 2014	$23,750,000	99
HGI Opportunity Fund IX, LLC	Mar 30, 2015	$23,450,000	100
HGI Opportunity Fund X, LLC	Mar 30, 2016	$24,950,000	100
HGI Opportunity Fund XI, LLC	Mar 24, 2017	$26,612,651	100
HGI Opportunity Fund XII, LLC (this fund)	Mar 28, 2018	$25,635,000	93

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Herbert Kay Bangel	Director
Llc Harbor Group International,	Director
Managing Co., Llc Hgi Opportunity Fund Xii	Director
Thomas Richard Litton	Director, Executive
Saul Lubetski	Director
Pinchas Mendlovic	Director
Jordan Eric Slone	Director
Carla R. Stoner	Director
David Joel Zwiebel	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

999 Waterside Drive Suite 2300
Norfolk, VA, 23510