Form D · Private Equity Fund

HGI Opportunity Fund IV, LLC

Norfolk, VA · CIK 0001478520

Offering snapshot reported Feb 11, 2010 · SEC filing

Reported sold: $30M
Investors reported: 98
Minimum accepted: $100K
First sale: Dec 15, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$21,500,000 → $30,000,000
Reported investors74 → 98
Minimum accepted$200,000 → $100,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 11, 2010	Amendment	$30,000,000	$8,500,000vs Dec 29, 2009	98	SEC filing
Dec 29, 2009	Initial	$21,500,000	No comparison	74	SEC filing

Offering details

Securities: Not reported
Exemptions: 06, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $25K
Form D file number: 021-137237

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
RYR Equities	None
David Goder	None
Jacob Immanuel	None

Source: Form D, filed Feb 11, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
HGI Opportunity Fund IV, LLC (this fund)	Feb 11, 2010	$30,000,000	98
HGI Opportunity Fund V, LLC	Jun 20, 2011	$32,500,000	99
HGI OPPORTUNITY FUND VI, LLC	Apr 27, 2012	$35,000,000	100
HGI Opportunity Fund VII, LLC	Mar 13, 2013	$28,750,000	99
HGI Opportunity Fund VIII, LLC	Apr 15, 2014	$23,750,000	99
HGI Opportunity Fund IX, LLC	Mar 30, 2015	$23,450,000	100
HGI Opportunity Fund X, LLC	Mar 30, 2016	$24,950,000	100
HGI Opportunity Fund XI, LLC	Mar 24, 2017	$26,612,651	100
HGI Opportunity Fund XII, LLC	Mar 28, 2018	$25,635,000	93

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Herbert Kay Bangel	Director
Llc Harbor Group International,	Director
Llc Hgi Fund Iv Managing Co.,	Director
Thomas Richard Litton	Executive
Norman Slone	Director
Jordan Eric Slone	Director, Executive
David Joel Zwiebel	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

999 Waterside Drive Suite 2300
Norfolk, VA, 23510