Form D · Private Equity Fund

HGGC FUND IV, L.P.

Palo Alto, CA · CIK 0001788507

Offering snapshot reported Jan 24, 2022 · SEC filing

Reported sold: $1.59B
Investors reported: 31
Minimum accepted: $0
First sale: Dec 6, 2019

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$1,143,807,625 → $1,588,487,625
Reported investors19 → 31

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 24, 2022	Amendment	$1,588,487,625	$444,680,000vs Dec 23, 2020	31	SEC filing
Dec 23, 2020	Amendment	$1,143,807,625	No comparison	19	SEC filing
Dec 5, 2019	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $1.08M
Finders' fees: $0 (estimated)
Form D file number: 021-354891

The General Partner (GP) of the Issuer reserves the right to accept a greater amount of limited partner interests. The amounts listed above are aggregated between the issuer, its parallel funds and the GP.

Such fees, if any, will only be paid upon the sale of interests to certain investors and such amount to be determined based upon the commitment amounts of such investors.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
EVERCORE GROUP L.L.C.	42405
AQUEDUCT CAPITAL GROUP, LLC	131452
FUND PLACEMENT ISRAEL LTD.	None
MPW CAPITAL ADVISORS LIMITED	None
LAZARD ASIA LIMITED	None
INTE SECURITIES LLC	851667
ALPINE CAPITAL ADVISORS SPA	None
FURTHER CAPITAL PARTNERS LTD.	None

Source: Form D, filed Jan 24, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

04.01 HGGC FUND IV, L.P.

Investment adviser: HGGC, LLC

Gross asset value: $769M
Beneficial owners: 83
ADV minimum commitment: $10M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND AND CUSTODY SERVICES LLC BURLINGAME, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY SMITH BARNEY LLC BOSTON, Massachusetts, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer ALPINE CAPITAL ADVISORS SPA SANTIAGO, Chile Related to adviser: No

Marketer EVERCORE GROUP L.L.C. NEW YORK, New York, United States Related to adviser: No

Marketer FUND PLACEMENT ISRAEL LTD. TEL-AVIV, Israel Related to adviser: No

Marketer FURTHER CAPITAL PARTNERS LTD. TORONTO, Canada Related to adviser: No

Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC CHARLOTTE, North Carolina, United States Related to adviser: No

Marketer HOLLISTER ASSOCIATES, LLC MOUNT PLEASANT, South Carolina, United States Related to adviser: No

Marketer LAZARD ASIA LTD. SINGAPORE, Singapore Related to adviser: No

Marketer MPW CAPITAL ADVISORS LIMITED ABU DHABI, United Arab Emirates Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

PERSHING LLC
SEC 8-17574

EVERCORE GROUP L.L.C.
CRD 42405 · SEC 8-49830

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC
CRD 131452 · SEC 8-66464

HOLLISTER ASSOCIATES, LLC
CRD 173366 · SEC 8-69538

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 2047656 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-7732941401

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
HGGC FUND II, L.P.	Mar 4, 2015	$1,327,000,000	45
HGGC FUND III, L.P.	Nov 4, 2016	Yet to sell	0
HGGC FUND IV, L.P. (this fund)	Jan 24, 2022	$1,588,487,625	31
HGGC FUND V, L.P.	Feb 21, 2025	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Henry N. Barenz	Executive, Promoter
Harv N. Barenz	Executive, Promoter
John A. Block	Executive, Promoter
Leslie M. Brown, Jr.	Executive, Promoter
William H. Conrad, Jr.	Executive, Promoter
Kurt A. Krieger	Executive, Promoter
Richard F. Lawson, Jr.	Executive, Promoter
Steven A. Leistner	Executive, Promoter
Steven J. Marino	Executive, Promoter
Lance R. Taylor	Executive, Promoter
Neil H. White	Executive, Promoter
J. Steven Young	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1950 University Avenue, Suite 350
Palo Alto, CA, 94303