Investment adviser · CRD 145684

HGGC, LLC

Investment adviser filing (IA)

PALO ALTO, CA, United States · Form ADV filed Mar 31, 2026

Regulatory AUM
$10.8B
Form ADV · Item 5.F
Client accounts
26
Accounts, not individual clients
Employees
57
Reported in this filing
Advisory professionals
39
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles26$10,836,694,172100.0%
Filing source

Form ADV 2047656 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

33 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

04.02 HGGC FUND IV-A, L.P.Private Equity Fund · Last reported Mar 31, 2026$2.49BGross asset value

Form D fundraising filings

HGGC FUND IV-A, L.P.

Fund administrator APEX FUND AND CUSTODY SERVICES LLC BURLINGAME, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY SMITH BARNEY LLC BOSTON, Massachusetts, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Marketer ALPINE CAPITAL ADVISORS SPA SANTIAGO, Chile Related to adviser: No
Marketer EVERCORE GROUP L.L.C. NEW YORK, New York, United States Related to adviser: No
Marketer FUND PLACEMENT ISRAEL LTD. TEL-AVIV, Israel Related to adviser: No
Marketer FURTHER CAPITAL PARTNERS LTD. TORONTO, Canada Related to adviser: No
Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Marketer HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC CHARLOTTE, North Carolina, United States Related to adviser: No
Marketer HOLLISTER ASSOCIATES, LLC MOUNT PLEASANT, South Carolina, United States Related to adviser: No
Marketer LAZARD ASIA LTD. SINGAPORE, Singapore Related to adviser: No
Marketer MPW CAPITAL ADVISORS LIMITED ABU DHABI, United Arab Emirates Related to adviser: No
Prime broker BTIG, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

PERSHING LLC
SEC 8-17574

EVERCORE GROUP L.L.C.
CRD 42405 · SEC 8-49830

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC
CRD 131452 · SEC 8-66464

HOLLISTER ASSOCIATES, LLC
CRD 173366 · SEC 8-69538

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source
Fund ID
805-7368687206
Reported beneficial owners
101
Minimum commitment
$10M
Form D file number
021-354892

Form ADV 2047656 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

05.02 HGGC FUND V-A, L.P.Private Equity Fund · Last reported Mar 31, 2026$2.37BGross asset value

Form D fundraising filings

HGGC FUND V-A, L.P.

Fund administrator APEX FUND AND CUSTODY SERVICES LLC BURLINGAME, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GRAND CAYMN, Cayman Islands
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Marketer ALPINE CAPITAL ADVISORS SPA SANTIAGO, Chile Related to adviser: No
Marketer HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC CHARLOTTE, North Carolina, United States Related to adviser: No
Marketer HOLLISTER ASSOCIATES, LLC MOUNT PLEASANT, South Carolina, United States Related to adviser: No
Marketer MPW CAPITAL ADVISORS LIMITED ABU DHABI, United Arab Emirates Related to adviser: No
Marketer RAYMOND JAMES & ASSOCIATES, INC. SAINT PETERSBURG, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC
CRD 131452 · SEC 8-66464

HOLLISTER ASSOCIATES, LLC
CRD 173366 · SEC 8-69538

RAYMOND JAMES & ASSOCIATES, INC.
CRD 705 · SEC 801-10418

Fund details & source
Fund ID
805-7681662087
Reported beneficial owners
75
Minimum commitment
$10M
Form D file number
021-539001

Form ADV 2047656 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

03.05 HGGC HAWK FUND, L.P.Private Equity Fund · Last reported Mar 31, 2026$1.09BGross asset value

Form D fundraising filings

HGGC HAWK FUND, L.P.

Fund administrator APEX FUND AND CUSTODY SERVICES LLC BURLINGAME, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Marketer DEVON PARK SECURITIES, LLC WELLINGTON, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

DEVON PARK SECURITIES, LLC
CRD 327313 · SEC 8-71146

Fund details & source
Fund ID
805-1428325298
Reported beneficial owners
38
Minimum commitment
$10M
Form D file number
021-538839

Form ADV 2047656 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

03.02 HGGC FUND III-A, L.P.Private Equity Fund · Last reported Mar 31, 2026$892MGross asset value

Form D fundraising filings

HGGC FUND III-A, L.P.

Fund administrator APEX FUND AND CUSTODY SERVICES LLC BURLINGAME, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Marketer EVERCORE GROUP L.L.C. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

EVERCORE GROUP L.L.C.
CRD 42405 · SEC 8-49830

Fund details & source
Fund ID
805-5408958032
Reported beneficial owners
62
Minimum commitment
$10M
Form D file number
021-273808

Form ADV 2047656 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

04.01 HGGC FUND IV, L.P.Private Equity Fund · Last reported Mar 31, 2026$769MGross asset value

Form D fundraising filings

HGGC FUND IV, L.P.

Fund administrator APEX FUND AND CUSTODY SERVICES LLC BURLINGAME, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY SMITH BARNEY LLC BOSTON, Massachusetts, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Marketer ALPINE CAPITAL ADVISORS SPA SANTIAGO, Chile Related to adviser: No
Marketer EVERCORE GROUP L.L.C. NEW YORK, New York, United States Related to adviser: No
Marketer FUND PLACEMENT ISRAEL LTD. TEL-AVIV, Israel Related to adviser: No
Marketer FURTHER CAPITAL PARTNERS LTD. TORONTO, Canada Related to adviser: No
Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Marketer HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC CHARLOTTE, North Carolina, United States Related to adviser: No
Marketer HOLLISTER ASSOCIATES, LLC MOUNT PLEASANT, South Carolina, United States Related to adviser: No
Marketer LAZARD ASIA LTD. SINGAPORE, Singapore Related to adviser: No
Marketer MPW CAPITAL ADVISORS LIMITED ABU DHABI, United Arab Emirates Related to adviser: No
Prime broker BTIG, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

PERSHING LLC
SEC 8-17574

EVERCORE GROUP L.L.C.
CRD 42405 · SEC 8-49830

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC
CRD 131452 · SEC 8-66464

HOLLISTER ASSOCIATES, LLC
CRD 173366 · SEC 8-69538

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source
Fund ID
805-7732941401
Reported beneficial owners
83
Minimum commitment
$10M
Form D file number
021-354891

Form ADV 2047656 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

03.01 HGGC FUND III, L.P.Private Equity Fund · Last reported Mar 31, 2026$732MGross asset value

Form D fundraising filings

HGGC FUND III, L.P.

Fund administrator APEX FUND AND CUSTODY SERVICES LLC BURLINGAME, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Marketer EVERCORE GROUP L.L.C. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

EVERCORE GROUP L.L.C.
CRD 42405 · SEC 8-49830

Fund details & source
Fund ID
805-1832526295
Reported beneficial owners
36
Minimum commitment
$10M
Form D file number
021-273807

Form ADV 2047656 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

05.01 HGGC FUND V, L.P.Private Equity Fund · Last reported Mar 31, 2026$694MGross asset value

Form D fundraising filings

HGGC FUND V, L.P.

Fund administrator APEX FUND AND CUSTODY SERVICES LLC BURLINGAME, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Marketer ALPINE CAPITAL ADVISORS SPA SANTIAGO, Chile Related to adviser: No
Marketer HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC CHARLOTTE, North Carolina, United States Related to adviser: No
Marketer HOLLISTER ASSOCIATES, LLC MOUNT PLEASANT, South Carolina, United States Related to adviser: No
Marketer MPW CAPITAL ADVISORS LIMITED ABU DHABI, United Arab Emirates Related to adviser: No
Marketer RAYMOND JAMES & ASSOCIATES, INC. SAINT PETERSBURG, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC
CRD 131452 · SEC 8-66464

HOLLISTER ASSOCIATES, LLC
CRD 173366 · SEC 8-69538

RAYMOND JAMES & ASSOCIATES, INC.
CRD 705 · SEC 801-10418

Fund details & source
Fund ID
805-8661625661
Reported beneficial owners
48
Minimum commitment
$10M
Form D file number
021-539000

Form ADV 2047656 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

1950 UNIVERSITY AVENUE, SUITE 350
PALO ALTO, CA, 94303, United States

CRD 145684

Filing source

Form ADV 2047656 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.