Form D · Private Equity Fund

HGGC FUND II-A, L.P.

Palo Alto, CA · CIK 0001601150

Offering snapshot reported Mar 4, 2015 · SEC filing

Reported sold
$1.33B
Offering amount: $1.33B
Investors reported
25
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 3, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 25

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 4, 2015Amendment$1,327,000,000No comparison25SEC filing
Feb 28, 2014InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$7.47M (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-212689
The Total Offering Amount sold includes amounts sold to the limited partners and the general partners of the Issuer, parallel funds and related vehicles.
Estimated aggregate amount of sales commissions for the Issuer and its parallel funds.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
EVERCORE GROUP L.L.C.42405

Source: Form D, filed Mar 4, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

02.02 HGGC FUND II-A, L.P.

Investment adviser: HGGC, LLC

Gross asset value
$340M
Beneficial owners
27
ADV minimum commitment
$10M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Marketer EVERCORE GROUP L.L.C. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

EVERCORE GROUP L.L.C.
CRD 42405 · SEC 8-49830

Filing source

Form ADV 2047656 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-5243519436

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gregory M. Benson Executive, Promoter
Leslie M. Brown, Jr. Executive, Promoter
Gary L. Crittenden Executive, Promoter
Jacob H. Hodgman Executive, Promoter
Kurt A. Krieger Executive, Promoter
Richard F. Lawson, Jr. Executive, Promoter
James L. Learner Executive, Promoter
Hudson D. Smith, Jr. Executive, Promoter
Neil H. White Executive, Promoter
J. Steven Young Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1950 University Avenue, Suite 350
Palo Alto, CA, 94303