Form D · Private Equity Fund

HGGC ASSOCIATES IV, L.P.

Palo Alto, CA · CIK 0001788481

Offering snapshot reported Jul 26, 2021 · SEC filing

Reported sold: $5.77M
Investors reported: Not reported
Minimum accepted: Not reported
First sale: Not reported

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 26, 2021	Amendment	$5,765,000	No comparison	Not reported	SEC filing
Jun 8, 2020	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Not reported
Exemptions: Not reported
Duration over one year: Not reported
Business combination: Not reported

Sales commissions: Not reported
Finders' fees: Not reported
Form D file number: 021-368495

Source: Form D, filed Jul 26, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

04.05 HGGC ASSOCIATES IV, L.P.

Investment adviser: HGGC, LLC

Gross asset value: $11.3M
Beneficial owners: 35
ADV minimum commitment: $0

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND AND CUSTODY SERVICES LLC BURLINGAME, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY SMITH BARNEY LLC BOSTON, Massachusetts, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

PERSHING LLC
SEC 8-17574

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 2047656 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-7312494626

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
HGGC ASSOCIATES II, L.P.	Mar 4, 2015	$7,180,000	19
HGGC ASSOCIATES III, L.P.	Nov 22, 2016	Yet to sell	0
HGGC ASSOCIATES IV, L.P. (this fund)	Jul 26, 2021	$5,765,000	Not reported

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Harv N. Barenz	Executive, Promoter
John A. Block	Executive, Promoter
Leslie M. Brown, Jr.	Executive, Promoter
William Conrad	Executive, Promoter
Kurt A. Krieger	Executive, Promoter
Richard F. Lawson, Jr.	Executive, Promoter
Steven A. Leistner	Executive, Promoter
Steven J. Marino	Executive, Promoter
Lance Taylor	Executive, Promoter
Neil H. White	Executive, Promoter
Jon Steven Young	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1950 University Avenue, Suite 350
Palo Alto, CA, 94303