Form D · Private Equity Fund

HGGC AFFILIATE INVESTORS IV-A, L.P.

Palo Alto, CA · CIK 0001925319

Offering snapshot reported Apr 26, 2022 · SEC filing

Reported sold
Yet to sell
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 26, 2022InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-443306

Source: Form D, filed Apr 26, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

04.04 HGGC AFFILIATE INVESTORS IV-A, L.P.

Investment adviser: HGGC, LLC

Gross asset value
$44.4M
Beneficial owners
53
ADV minimum commitment
$0

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND AND CUSTODY SERVICES LLC BURLINGAME, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY SMITH BARNEY LLC BOSTON, Massachusetts, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker BTIG, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 1266

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

PERSHING LLC
SEC 8-17574

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 2047656 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-2000715805

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Henry N Barenz Executive, Promoter
Leslie M Brown, Jr. Executive, Promoter
David Chung Executive, Promoter
William H Conrad, Jr. Executive, Promoter
Kurt A Krieger Executive, Promoter
Richard F Lawson, Jr. Executive, Promoter
Steven A Leistner Executive, Promoter
Lance R Taylor Executive, Promoter
Neil H White Executive, Promoter
Jon Steven Young Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1950 University Avenue, Suite 350
Palo Alto, CA, 94303