Form D · Hedge Fund

HERITAGE HEDGED EQUITY FUND LTD

George Town, Grand Cayman, E9 · CIK 0001430917

Offering snapshot reported Feb 11, 2021 · SEC filing

Reported sold
$59.5M
Indefinite offering
Investors reported
31
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Aug 1, 2004
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 11, 2021Initial$59,513,939No comparison31SEC filing
Jan 8, 2020Initial$59,513,939No comparison31SEC filing
Feb 5, 2019Initial$59,513,939No comparison31SEC filing
Nov 7, 2017Initial$59,513,939No comparison31SEC filing
Mar 3, 2017Initial$59,513,939No comparison31SEC filing
Feb 3, 2016Initial$59,513,939No comparison31SEC filing
Feb 4, 2015Initial$59,513,939No comparison31SEC filing
Mar 13, 2014Initial$59,513,939No comparison31SEC filing
Mar 4, 2013Amendment$59,513,939$0vs Jan 25, 201331SEC filing
Jan 25, 2013Amendment$59,513,939$0vs Apr 5, 201231SEC filing
Apr 5, 2012Amendment$59,513,939$0vs Jul 5, 201131SEC filing
Jul 5, 2011Amendment$59,513,939$0vs Dec 6, 201031SEC filing
Dec 6, 2010Amendment$59,513,939$0vs May 7, 201031SEC filing
May 7, 2010Amendment$59,513,939$2,713,959vs May 7, 200931SEC filing
May 7, 2009Amendment$56,799,980No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-389196

Source: Form D, filed Feb 11, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HERITAGE HEDGED EQUITY FUND, LTD

Investment adviser: COMMERCE ASSET MANAGEMENT, LLC

Gross asset value
$10.5K
Beneficial owners
2
ADV minimum commitment
$500K

Reported in Form ADV on Jul 30, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG MEMPHIS, Tennessee, United States
Custodian INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
SEC 8-66471

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
CRD 131487 · SEC 8-66471

Filing source

Form ADV 939097 · Jul 30, 2015 · Schedule D 7.B.(1), fund 805-2446311491

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Paul Anderson Director, Promoter
E. Lee Giovannetti Director, Promoter
Vincent King Director
Ben Miller Director
J Vincent Robinson Executive
Kurt Austin Voldeng Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
42 North Church Street Harbour Centre
George Town, Grand Cayman, E9, KY1-1108