Investment adviser · CRD 159561

COMMERCE ASSET MANAGEMENT, LLC

Investment adviser filing (IA)

MEMPHIS, TN, United States · Form ADV filed Mar 29, 2022

Regulatory AUM
$5.95M
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
2
Reported in this filing
Advisory professionals
2
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individualsFewer than 5$5,947,942100.0%
Filing source

Form ADV 1634174 · Mar 29, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HERITAGE HEDGED EQUITY FUND, LPHedge Fund · Last reported Jul 30, 2015$36.8KGross asset value

Form D fundraising filings

HERITAGE HEDGED EQUITY FUND L P

Fund administrator SWISS FINANCIAL SERVICES INC. NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG MEMPHIS, Tennessee, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-8393147335
Reported beneficial owners
8
Minimum commitment
$500K
Form D file number
021-75547

Form ADV 939097 · Jul 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HERITAGE HEDGED EQUITY FUND, LTDHedge Fund · Last reported Jul 30, 2015$10.5KGross asset value

Form D fundraising filings

HERITAGE HEDGED EQUITY FUND LTD

Auditor KPMG MEMPHIS, Tennessee, United States
Custodian INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
SEC 8-66471

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
CRD 131487 · SEC 8-66471

Fund details & source
Fund ID
805-2446311491
Reported beneficial owners
2
Minimum commitment
$500K
Form D file number
021-116453

Form ADV 939097 · Jul 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2022. View historical filings

Reported services

Individual portfolio management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed

Principal office

5050 POPLAR AVENUE, SUITE 2020
MEMPHIS, TN, 38157, United States

CRD 159561

Filing source

Form ADV 1634174 · Mar 29, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.