Form D · Hedge Fund

Hennessy Micro Cap Growth Fund LLC

Novato, CA · CIK 0001413443

Offering snapshot reported Jan 10, 2013 · SEC filing

Reported sold: $2.78M
Investors reported: 13
Minimum accepted: $250K
First sale: Aug 30, 2007

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 10, 2013	Amendment	$2,775,000	$0vs Jan 13, 2012	13	SEC filing
Jan 13, 2012	Amendment	$2,775,000	$0vs Jan 4, 2011	13	SEC filing
Jan 4, 2011	Amendment	$2,775,000	$0vs Jan 6, 2010	13	SEC filing
Jan 6, 2010	Amendment	$2,775,000	$0vs Jan 15, 2009	13	SEC filing
Jan 15, 2009	Amendment	$2,775,000	No comparison	Not reported	SEC filing
Sep 21, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.3
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-108996

The offering is completed.

Source: Form D, filed Jan 10, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HENNESSY MICRO CAP GROWTH FUND, LLC

Investment adviser: HENNESSY ADVISORS, INC.

Gross asset value: $1.52M
Beneficial owners: 10
ADV minimum commitment: $250K

Reported in Form ADV on Mar 6, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MARCUM LLP SAN FRANCISCO, California, United States

Custodian U.S. BANK NATIONAL ASSOCIATION MILWAUKEE, Wisconsin, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 609614 · Mar 6, 2012 · Schedule D 7.B.(1), fund 805-3789095168

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Neil J. Hennessy	Director, Executive
Managing Member Hennessy Advisors, Inc.	Executive
Teresa M. Nilsen	Director, Executive
Daniel B. Steadman	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

7250 Redwood Blvd Suite 200
Novato, CA, 94945