Investment adviser · CRD 110770

HENNESSY ADVISORS, INC.

Investment adviser filing (IA)

NOVATO, CA, United States · Form ADV filed Nov 14, 2025

Regulatory AUM
$4.25B
Form ADV · Item 5.F
Client accounts
17
Accounts, not individual clients
Employees
19
Reported in this filing
Advisory professionals
8
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Investment companies17$4,252,155,951100.0%
Filing source

Form ADV 2027165 · Nov 14, 2025 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HENNESSY MICRO CAP GROWTH FUND, LLCHedge Fund · Last reported Mar 6, 2012$1.52MGross asset value

Form D fundraising filings

Hennessy Micro Cap Growth Fund LLC

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM LLP SAN FRANCISCO, California, United States
Custodian U.S. BANK NATIONAL ASSOCIATION MILWAUKEE, Wisconsin, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3789095168
Reported beneficial owners
10
Minimum commitment
$250K
Form D file number
021-108996

Form ADV 609614 · Mar 6, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Nov 14, 2025. View historical filings

Reported services

Investment company portfolio management

Compensation

Percentage of assets

Principal office

7250 REDWOOD BOULEVARD, SUITE 200
NOVATO, CA, 94945, United States

CRD 110770

Filing source

Form ADV 2027165 · Nov 14, 2025 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.