Form D · Private Equity Fund

HCP PRIVATE EQUITY FUND IV LP

San Francisco, CA · CIK 0001458523

Offering snapshot reported Jul 13, 2011 · SEC filing

Reported sold: $31.4M
Investors reported: 25
Minimum accepted: $0
First sale: Jul 31, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$31,200,000 → $31,432,250
Reported investors24 → 25
Minimum accepted$1,000,000 → $0

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 13, 2011	Amendment	$31,432,250	$232,250vs Jun 16, 2009	25	SEC filing
Jun 16, 2009	Amendment	$31,200,000	No comparison	24	SEC filing
Mar 5, 2009	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-127829

Source: Form D, filed Jul 13, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HCP PRIVATE EQUITY FUND IV, L.P.

Investment adviser: PATHSTONE FAMILY OFFICE, LLC

Gross asset value: $7.01M
Beneficial owners: 37
ADV minimum commitment: $1M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PWC LLP SAN FRANCISCO, California, United States

Custodian CHARLES SCHWAB & CO., INC. PHOENIX, Arizona, United States Related to adviser: No

Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PWC LLP
PCAOB 238

CHARLES SCHWAB & CO., INC.
SEC 8-16514

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-2860611668

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
HCP PRIVATE EQUITY FUND IV LP (this fund)	Jul 13, 2011	$31,432,250	25
HCP Private Equity Fund V, L.P.	Jul 13, 2011	$54,915,000	35
HCP Private Equity Fund VI, L.P.	Jul 12, 2013	$53,150,000	34
HCP Private Equity Fund VII, L.P.	Aug 6, 2015	$100,800,000	48
HCP PRIVATE EQUITY FUND VIII, L.P.	Mar 8, 2019	$192,300,000	90
HCP PRIVATE EQUITY FUND IX, L.P.	Apr 20, 2020	$255,970,000	103
HCP PRIVATE EQUITY FUND X, L.P.	Mar 11, 2021	Yet to sell	0
HCP PRIVATE EQUITY FUND XI, L.P.	Feb 25, 2022	Yet to sell	0
HCP PRIVATE EQUITY FUND XII, L.P.	Mar 26, 2025	$165,800,000	67

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Matthew R. Barger	Director
John F. Boneparth	Director, Executive
John W. Buoymaster	Director, Executive
Kathryn A. Hall	Director, Executive
F. Warren Hellman	Director
Mark E. Mc Kee	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

One Maritime Plaza Fifth Floor
San Francisco, CA, 94111