Form D · Hedge Fund
HAVENS PARTNERS LP
New York, NY · CIK 0001010781
Offering snapshot reported Mar 25, 2024 · SEC filing
- Reported sold
- $127M Indefinite offering
- Investors reported
- 118 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jan 15, 1996 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$127,337,142 → $127,469,274
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 25, 2024 | Amendment | $127,469,274 | $132,132vs Mar 24, 2023 | 118 | SEC filing |
| Mar 24, 2023 | Amendment | $127,337,142 | $45,771vs Mar 25, 2022 | 118 | SEC filing |
| Mar 25, 2022 | Amendment | $127,291,371 | $200,000vs Mar 25, 2021 | 118 | SEC filing |
| Mar 25, 2021 | Amendment | $127,091,371 | $0vs Mar 23, 2020 | 118 | SEC filing |
| Mar 23, 2020 | Amendment | $127,091,371 | $236,461vs Mar 21, 2019 | 118 | SEC filing |
| Mar 21, 2019 | Amendment | $126,854,910 | $372,941vs Mar 21, 2018 | 118 | SEC filing |
| Mar 21, 2018 | Amendment | $126,481,969 | $986,691vs Mar 21, 2017 | 118 | SEC filing |
| Mar 21, 2017 | Amendment | $125,495,278 | $1,355,027vs Mar 21, 2016 | 121 | SEC filing |
| Mar 21, 2016 | Amendment | $124,140,251 | $1,798,000vs Mar 19, 2015 | 118 | SEC filing |
| Mar 19, 2015 | Amendment | $122,342,251 | $576,000vs Mar 19, 2013 | 118 | SEC filing |
| Mar 19, 2014 | Amendment | $122,042,251 | $276,000vs Mar 19, 2013 | 118 | SEC filing |
| Mar 19, 2013 | Amendment | $121,766,251 | $1,605,585vs Mar 19, 2012 | 118 | SEC filing |
| Mar 19, 2013 | Amendment | $121,766,251 | $1,605,585vs Mar 19, 2012 | 118 | SEC filing |
| Mar 19, 2012 | Initial | $120,160,666 | No comparison | 117 | SEC filing |
| Mar 18, 2011 | Amendment | $117,144,666 | $858,217vs Mar 19, 2010 | 111 | SEC filing |
| Mar 19, 2010 | Amendment | $116,286,449 | No comparison | 106 | SEC filing |
| Mar 20, 2009 | Amendment | $111,397,953 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-175159
Source: Form D, filed Mar 25, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
HAVENS PARTNERS, L.P.
Investment adviser: HAVENS ADVISORS LLC
- Gross asset value
- $67.2M
- Beneficial owners
- 49
- ADV minimum commitment
- $250K
Reported in Form ADV on Oct 8, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422
J.P. MORGAN CLEARING CORP.
SEC 8-43724
CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422
J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724
Filing source
Form ADV 760541 · Oct 8, 2013 · Schedule D 7.B.(1), fund 805-3079528095
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Nancy E. Havens | Executive |
| Nancy E. Havens Hasty | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10165