Investment adviser · CRD 111333

HAVENS ADVISORS

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

HAVENS ADVISORS LLC

BROOKLYN, NY, United States · Form ADV filed Mar 11, 2025

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HAVENS PARTNERS, L.P.Hedge Fund · Last reported Oct 8, 2013$67.2MGross asset value

Form D fundraising filings

HAVENS PARTNERS LP

Fund administrator MUFG FUND SERVICES (BERMUDA) LIMITED, C/O MUFG FUND SERVICES (HALIFAX) LIMITED HALIFAX, NOVA SCOTIA, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY LLP NEW YORK, New York, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

J.P. MORGAN CLEARING CORP.
SEC 8-43724

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-3079528095
Reported beneficial owners
49
Minimum commitment
$250K
Form D file number
021-66307

Form ADV 760541 · Oct 8, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HAVENS PARTNERS ENHANCED FUND, L.P.Hedge Fund · Last reported Oct 8, 2013$52.3MGross asset value
Fund administrator MUFG FUND SERVICES (BERMUDA) LIMITED, C/O MUFG FUND SERVICES (HALIFAX) LIMITED HALIFAX, NOVA SCOTIA, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY LLP NEW YORK, New York, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

J.P. MORGAN CLEARING CORP.
SEC 8-43724

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-9472726665
Reported beneficial owners
36
Minimum commitment
$250K
Form D file number
021-128091

Form ADV 760541 · Oct 8, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HAVENS ENHANCED MASTER FUND, LTD.Hedge Fund · Last reported Mar 11, 2025$34.5MGross asset value

Feeder funds

  • HAVENS INTERNATIONAL ENHANCED FUND, LTD.
  • HAVENS PARTNERS ENHANCED FUND, L.P.
Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP 733 THIRD AVENUE, New York, United States
Auditor EISNERAMPER US (CAYMAN) LTD. GEORGETOWN, Cayman Islands
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNERAMPER LLP
PCAOB 274

J.P. MORGAN SECURITIES LLC
SEC 8-35008

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source
Fund ID
805-5020762913
Reported beneficial owners
17
Minimum commitment
$1M
Form D file number
021-175157
Form D file number
021-175158

Form ADV 1947785 · Mar 11, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HAVENS INTERNATIONAL ENHANCED FUND, LTD.Hedge Fund · Last reported Oct 8, 2013$30.6MGross asset value
Fund administrator MUFG FUND SERVICES (BERMUDA) LIMITED, C/O MUFG FUND SERVICES (HALIFAX) LIMITED HALIFAX, NOVA SCOTIA, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY LLP NEW YORK, New York, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

J.P. MORGAN CLEARING CORP.
SEC 8-43724

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-1012002515
Reported beneficial owners
20
Minimum commitment
$250K
Form D file number
021-128094

Form ADV 760541 · Oct 8, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HAVENS MASTER FUND, LTD.Hedge Fund · Last reported Mar 11, 2025$16.1MGross asset value

Feeder funds

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNERAMPER LLP
PCAOB 274

J.P. MORGAN SECURITIES LLC
SEC 8-35008

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source
Fund ID
805-1674248359
Reported beneficial owners
19
Minimum commitment
$1M
Form D file number
021-175159

Form ADV 1947785 · Mar 11, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HAVENS INTERNATIONAL INVESTORS, LTD.Hedge Fund · Last reported Oct 8, 2013$55.4MGross asset value

Form D fundraising filings

HAVENS INTERNATIONAL INVESTORS, LTD

Fund administrator MUFG FUND SERVICES (BERMUDA) LIMITED, C/O MUFG FUND SERVICES (HALIFAX) LIMITED HALIFAX, NOVA SCOTIA, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY LLP NEW YORK, New York, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

J.P. MORGAN CLEARING CORP.
SEC 8-43724

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-2374592531
Reported beneficial owners
17
Minimum commitment
$250K
Form D file number
021-128155

Form ADV 760541 · Oct 8, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 11, 2025. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

2 MONTAGUE TERRACE
BROOKLYN, NY, 11201, United States

CRD 111333

Filing source

Form ADV 1947785 · Mar 11, 2025 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.