Form D · Other Investment Fund

HAS Partners Retirement Fund, L.P.

New York, NY · CIK 0001580555

Offering snapshot reported Apr 11, 2024 · SEC filing

Reported sold
$5.45M
Indefinite offering
Investors reported
22
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.72M$5.45MJul 9, 2013: $1,500,000.00Jul 9, 2013Jul 11, 2013: $1,500,000.00Jul 21, 2014: $3,808,858.00Jul 16, 2015: $4,162,942.00Aug 24, 2016: $4,324,174.00Dec 6, 2016: $4,393,258.00Feb 28, 2017: $4,393,258.00Feb 23, 2018: $4,811,689.00Apr 22, 2019: $4,992,232.00Apr 20, 2020: $5,012,317.00Apr 20, 2021: $5,212,553.00Apr 19, 2022: $5,422,006.00Apr 14, 2023: $5,449,006.00Apr 11, 2024: $5,449,006.00Apr 11, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 11, 2024Amendment$5,449,006$0vs Apr 14, 202322SEC filing
Apr 14, 2023Amendment$5,449,006$27,000vs Apr 19, 202222SEC filing
Apr 19, 2022Amendment$5,422,006$209,453vs Apr 20, 202122SEC filing
Apr 20, 2021Amendment$5,212,553$200,236vs Apr 20, 202022SEC filing
Apr 20, 2020Amendment$5,012,317$20,085vs Apr 22, 201914SEC filing
Apr 22, 2019Amendment$4,992,232$180,543vs Feb 23, 201814SEC filing
Feb 23, 2018Amendment$4,811,689$418,431vs Feb 28, 201714SEC filing
Feb 28, 2017Amendment$4,393,258$0vs Dec 6, 201614SEC filing
Dec 6, 2016Amendment$4,393,258$69,084vs Aug 24, 201614SEC filing
Aug 24, 2016Amendment$4,324,174$161,232vs Jul 16, 201514SEC filing
Jul 16, 2015Amendment$4,162,942$354,084vs Jul 21, 201414SEC filing
Jul 21, 2014Amendment$3,808,858$2,308,858vs Jul 11, 201311SEC filing
Jul 11, 2013Amendment$1,500,000$0vs Jul 9, 20131SEC filing
Jul 9, 2013Initial$1,500,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-199227
Responses in Items #13 and #14 are estimates.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Neuberger Berman BD LLC2908Neuberger Berman BD LLC · CRD 2908

Source: Form D, filed Apr 11, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HAS PARTNERS RETIREMENT FUND, L.P.

Investment adviser: NEUBERGER BERMAN INVESTMENT ADVISERS LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$25K

Reported in Form ADV on Mar 28, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LTD.
PCAOB 1655

CHARLES SCHWAB & CO., INC.
SEC 8-16514

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

Filing source

Form ADV 1940323 · Mar 28, 2025 · Schedule D 7.B.(1), fund 805-9427526771

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joseph Amato Executive
Robert Conti Director
Lawrence Kohn Executive
Paul Lanks Executive
David Mancilla Executive
N/A Nb Equity Management Gp Llc Promoter
Raymond Sullivan Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1290 Avenue Of The Americas
New York, NY, 10104