Form D · Hedge Fund

Harvest Opportunity Partners Offshore Fund, Ltd.

Grand Cayman, E9 · CIK 0001414693

Offering snapshot reported Aug 29, 2013 · SEC filing

Reported sold: $13.7M
Investors reported: 5
Minimum accepted: $1M
First sale: Jul 1, 2003

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 29, 2013	Amendment	$13,730,000	$0vs Sep 11, 2012	5	SEC filing
Sep 11, 2012	Initial	$13,730,000	No comparison	5	SEC filing
Mar 9, 2010	Amendment	$13,080,000	-$716,264vs Mar 16, 2009	4	SEC filing
Mar 16, 2009	Amendment	$13,796,264	No comparison	Not reported	SEC filing
Oct 9, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-183957

Amount raised since February 1, 2007 and includes amounts purchased by US and non-US investors. Six months prior to February 1, 2007, the fund was not actively offering its securities.

Source: Form D, filed Aug 29, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARVEST OPPORTUNITY PARTNERS OFFSHORE FUND, LTD.

Investment adviser: HARVEST CAPITAL STRATEGIES LLC

Gross asset value: $2.3M
Beneficial owners: 1
ADV minimum commitment: $1M

Reported in Form ADV on Mar 27, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROTHSTEIN, KASS & COMPANY (CAYMAN) CERTIFIED PUBLIC ACCOUNTANTS GRAND CAYMAN, Cayman Islands

Custodian BNP PARIBAS PRIME BROKERAGE, INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian CITCO BANK AND TRUST COMPANY LTD. GRAND CAYMAN, Cayman Islands Related to adviser: No

Prime broker BNP PARIBAS PRIME BROKERAGE, INC. SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Filing source

Form ADV 803820 · Mar 27, 2014 · Schedule D 7.B.(1), fund 805-8719357315

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Not Applicable Cfs Company Ltd.	Director, Promoter
Not Applicable Harvest Capital Strategies Llc	Director, Promoter
N/A Harvest Capital Strategies Llc	Director
Raymond Siva Jackson	Promoter
Craig Randall Johnson	Promoter
Joseph Andrew Jolson	Promoter
James Keyes	Director
Kevin Christopher Lynch	Promoter
Scott Alan Solomon	Promoter
Paul Stevenson	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

M&C Corporate Services Ltd., Ugland Hous South Church Street
Grand Cayman, E9, KY1-1104