Form D · Hedge Fund

Harvest Opportunity Partners II, L.P.

San Francisco, CA · CIK 0001104689

Offering snapshot reported Aug 25, 2014 · SEC filing

Reported sold
$91.6M
Indefinite offering
Investors reported
81
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Nov 18, 1999
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$45.8M$91.6MMar 30, 2010: $36,997,987.00Mar 30, 2010Mar 31, 2010: $36,997,987.00Jun 24, 2011: $43,966,984.00Jun 24, 2011Aug 31, 2012: $57,924,327.00Aug 31, 2012Aug 29, 2013: $81,098,208.00Aug 29, 2013Aug 25, 2014: $91,574,162.00Aug 25, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$81,098,208 → $91,574,162
  • Reported investors75 → 81

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 25, 2014Amendment$91,574,162$10,475,954vs Aug 29, 201381SEC filing
Aug 29, 2013Amendment$81,098,208$23,173,881vs Aug 31, 201275SEC filing
Aug 31, 2012Amendment$57,924,327$13,957,343vs Jun 24, 201158SEC filing
Jun 24, 2011Amendment$43,966,984$6,968,997vs Mar 30, 201042SEC filing
Mar 31, 2010Amendment$36,997,987$0vs Mar 30, 201033SEC filing
Mar 30, 2010Initial$36,997,987No comparison33SEC filing
Mar 16, 2009Initial$32,625,309No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-53258
The reported amount sold and number of investors represents contributions by all investors in the fund since inception. The current assets under management and current number of investors may be significantly different.

Source: Form D, filed Aug 25, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARVEST OPPORTUNITY PARTNERS II, L.P.

Investment adviser: HARVEST CAPITAL STRATEGIES LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$1M

Reported in Form ADV on Mar 30, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP SAN FRANCISCO, California, United States
Custodian BNP PARIBAS PRIME BROKERAGE, INC. SAN FRANCISCO, California, United States Related to adviser: No
Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Filing source

Form ADV 981427 · Mar 30, 2016 · Schedule D 7.B.(1), fund 805-4845321164

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Harvest Capital Strategies Llc Executive
Raymond Siva Jackson Promoter
N/A Jmp Group Inc Promoter
Craig R. Johnson Promoter
Joseph Andrew Jolson Promoter
Kevin Christopher Lynch Promoter
Scott Alan Solomon Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
600 Montgomery Street, Suite 1700
San Francisco, CA, 94111