Form D · Investing

Harvest Capital Credit LLC

New York, NY · CIK 0001529496

Offering snapshot reported Oct 25, 2012 · SEC filing

Reported sold: $17.7M
Investors reported: 42
Minimum accepted: $100K
First sale: Sep 9, 2011

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 42
Minimum accepted$250,000 → $100,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 25, 2012	Amendment	$17,670,734	No comparison	42	SEC filing
Sep 8, 2011	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity
Exemptions: 06
Duration over one year: Yes
Business combination: No

Sales commissions: $395K
Finders' fees: $0
Form D file number: 021-165527

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
JMP Securities, LLC	022208

Source: Form D, filed Oct 25, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARVEST CAPITAL CREDIT LLC

Investment adviser: HARVEST CAPITAL STRATEGIES LLC

Gross asset value: $62.9M
Beneficial owners: 41
ADV minimum commitment: $250K

Reported in Form ADV on May 2, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator JMP CREDIT ADVISORS LLC ALPHARETTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor PRICEWATERHOUSECOOPERS SAN FRANCISCO, California, United States

Custodian CITY NATIONAL BANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 735563 · May 2, 2013 · Schedule D 7.B.(1), fund 805-7637626356

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Richard Buckanavage	Director, Executive
Joseph A. Jolson	Director
Craig Kitchin	Executive
Carter D. Mack	Director

Issuer details

Industry: Investing (See others in industry)

Address:

450 Park Avenue Suite 500
New York, NY, 10022