Form D · Hedge Fund

Harpswell Capital Offshore Fund, Ltd

Road Town, Tortola, D8 · CIK 0001484072

Offering snapshot reported Jul 7, 2011 · SEC filing

Reported sold
$61M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
May 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$30.5M$61MFeb 16, 2010: $500,000.00Feb 16, 2010Apr 9, 2010: $3,000,000.00May 11, 2010: $11,000,000.00Jun 8, 2010: $16,000,000.00Jul 8, 2010: $18,200,000.00Aug 9, 2010: $26,200,000.00Nov 3, 2010: $27,400,000.00Jan 13, 2011: $37,693,956.00Feb 7, 2011: $44,993,956.00Mar 4, 2011: $49,993,956.00May 5, 2011: $59,993,956.00Jul 7, 2011: $60,993,956.00Jul 7, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$59,993,956 → $60,993,956

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 7, 2011Amendment$60,993,956$1,000,000vs May 5, 20119SEC filing
May 5, 2011Amendment$59,993,956$10,000,000vs Mar 4, 20119SEC filing
Mar 4, 2011Amendment$49,993,956$5,000,000vs Feb 7, 20118SEC filing
Feb 7, 2011Amendment$44,993,956$17,593,956vs Nov 3, 20108SEC filing
Jan 13, 2011Amendment$37,693,956$10,293,956vs Nov 3, 20107SEC filing
Nov 3, 2010Amendment$27,400,000$1,200,000vs Aug 9, 20107SEC filing
Aug 9, 2010Amendment$26,200,000$8,000,000vs Jul 8, 20107SEC filing
Jul 8, 2010Amendment$18,200,000$2,200,000vs Jun 8, 20106SEC filing
Jun 8, 2010Amendment$16,000,000$5,000,000vs May 11, 20104SEC filing
May 11, 2010Amendment$11,000,000$8,000,000vs Apr 9, 20103SEC filing
Apr 9, 2010Amendment$3,000,000$2,500,000vs Feb 16, 20102SEC filing
Feb 16, 2010Initial$500,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-138737

Source: Form D, filed Jul 7, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARPSWELL CAPITAL OFFSHORE FUND LTD

Investment adviser: HARPSWELL CAPITAL MANAGEMENT, LLC

Gross asset value
$47.4M
Beneficial owners
1
ADV minimum commitment
$2.5M

Reported in Form ADV on Mar 21, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C FUND SERVICES CURACAO, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE COSTA MESA, California, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 611354 · Mar 21, 2012 · Schedule D 7.B.(1), fund 805-3704881761

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Julia Ann Finn Executive
N/A Harpswell Capital Management, Llc Executive
Anne Jarrell Lo Casale Executive
John Moore Executive
John Wellehan Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Nemours Chambers
Road Town, Tortola, D8, 00000