Investment adviser · CRD 146252

HARPSWELL CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

PORTLAND, ME, United States · Form ADV filed Mar 21, 2012

Regulatory AUM
$122M
Form ADV · Item 5.F
Client accounts
5
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HARPSWELL CAPITAL OFFSHORE FUND LTDHedge Fund · Last reported Mar 21, 2012$47.4MGross asset value

Form D fundraising filings

Harpswell Capital Offshore Fund, Ltd

Fund administrator SS&C FUND SERVICES CURACAO, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE COSTA MESA, California, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-3704881761
Reported beneficial owners
1
Minimum commitment
$2.5M
Form D file number
021-138737

Form ADV 611354 · Mar 21, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HARPSWELL CAPITAL PARTNERS LPHedge Fund · Last reported Mar 21, 2012$47.4MGross asset value

Form D fundraising filings

Harpswell Capital Partners LP

Fund administrator SS&C FUND SERVICES WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE COSTA MESA, California, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-6808219620
Reported beneficial owners
1
Minimum commitment
$2.5M
Form D file number
021-141734

Form ADV 611354 · Mar 21, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BROAD ARROW ENERGY PARTNERS LPHedge Fund · Last reported Mar 21, 2012$104KGross asset value
Fund administrator TENTATIVELY SS&C FUND SERVICES WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE COSTA MESA, California, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: Yes
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-8230752481
Reported beneficial owners
1
Minimum commitment
$2.5M

Form ADV 611354 · Mar 21, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 21, 2012. View historical filings

Reported services

Not reported in these imported fields

Compensation

Percentage of assets · Performance-based

Principal office

2 MONUMENT SQUARE, SUITE 650
PORTLAND, ME, 04101, United States

CRD 146252

Filing source

Form ADV 611354 · Mar 21, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.