Form D · Hedge Fund

HarborWalk Opportunistic Investor, LP

Boston, MA · CIK 0001665004

Offering snapshot reported May 14, 2019 · SEC filing

Reported sold: $6.01M
Investors reported: 6
Minimum accepted: $0
First sale: Feb 1, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$5,686,556 → $6,014,401

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 14, 2019	Amendment	$6,014,401	$327,845vs May 16, 2018	6	SEC filing
May 16, 2018	Amendment	$5,686,556	$506,556vs Jan 18, 2018	6	SEC filing
Jan 18, 2018	Amendment	$5,180,000	$1,337,000vs Jan 24, 2017	5	SEC filing
Jan 24, 2017	Amendment	$3,843,000	No comparison	4	SEC filing
Jan 29, 2016	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-256359

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
MBSC SECURITIES CORPORATION	231

Source: Form D, filed May 14, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARBORWALK OPPORTUNISTIC INVESTOR, LP

Investment adviser: MELLON INVESTMENTS CORPORATION

Gross asset value: $1.35M
Beneficial owners: 6
ADV minimum commitment: $250K

Reported in Form ADV on Jun 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GEORGETOWN, Cayman Islands

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Marketer BNY MELLON SECURITIES CORPORATION NEW YORK CITY, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 1323

CITIBANK, N.A.
LEI E570DZWZ7FF32TWEFA76

BNY MELLON SECURITIES CORPORATION
CRD 231 · SEC 801-54739

Filing source

Form ADV 1440169 · Jun 30, 2020 · Schedule D 7.B.(1), fund 805-6150709826

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Bny Mellon Asset Management North America Corporation	Promoter
David Brooks	Executive
Bart A. Grenier	Executive
Adam Brett Joffe	Executive
James Desmond Mac Intyre	Executive
Dan Mccormack	Executive
N/A Mellon Investments Corporation	Promoter
Alex Over	Executive
N/A Tbcam Opportunistic, Llc	Executive
Tbcam Opportunistic, Llc	Executive
The Boston Company Asset Management, Llc	Promoter
Preston C. Traverse	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

One Boston Place 201 Washington Street
Boston, MA, 02108