Form D · Hedge Fund

HarborWalk Opportunistic Appreciation Fund, LP

Boston, MA · CIK 0001644265

Offering snapshot reported May 11, 2018 · SEC filing

Reported sold
$120M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 1, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$59.9M$120MJun 15, 2015: $8,250,000.00Jun 15, 2015Jun 7, 2016: $62,551,000.00Jun 7, 2016May 11, 2017: $89,274,400.00May 11, 2017May 11, 2018: $119,856,834.00May 11, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$89,274,400 → $119,856,834
  • Reported investors8 → 9

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 11, 2018Amendment$119,856,834$30,582,434vs May 11, 20179SEC filing
May 11, 2017Amendment$89,274,400$26,723,400vs Jun 7, 20168SEC filing
Jun 7, 2016Amendment$62,551,000$54,301,000vs Jun 15, 20158SEC filing
Jun 15, 2015Initial$8,250,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-241802
NO MONIES PAID TO DATE

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
MBSC SECURITIES CORPORATION231

Source: Form D, filed May 11, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARBORWALK OPPORTUNISTIC APPRECIATION FUND, LP

Investment adviser: MELLON INVESTMENTS CORPORATION

Gross asset value
$125M
Beneficial owners
13
ADV minimum commitment
$250K

Reported in Form ADV on Dec 5, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GEORGETOWN, Cayman Islands
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Marketer BNY MELLON SECURITIES CORPORATION NEW YORK CITY, New York, United States Related to adviser: Yes
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK CITY, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG
PCAOB 1323

GOLDMAN SACHS & CO. LLC
SEC 8-129

BNY MELLON SECURITIES CORPORATION
CRD 231 · SEC 801-54739

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1360431 · Dec 5, 2019 · Schedule D 7.B.(1), fund 805-4511685821

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Bny Mellon Asset Management North America Corporation Promoter
David Brooks Executive
Bart A. Grenier Executive
Adam B. Joffe Executive
Daniel Mccormack Executive
Tbcam Opportunistic, Llc Executive
The Boston Company Asset Management, Llc Promoter
Preston C. Traverse Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Boston Place, 14 Th Floor
Boston, MA, 02108