Form D · Venture Capital Fund

Harbert Growth Partners IV, L.P.

Birmingham, AL · CIK 0001663384

Offering snapshot reported Jan 17, 2017 · SEC filing

Reported sold: $96.4M
Investors reported: 31
Minimum accepted: $500K
First sale: Dec 31, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$63,000,000 → $96,350,000
Reported investors24 → 31

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 17, 2017	Amendment	$96,350,000	$33,350,000vs Jan 15, 2016	31	SEC filing
Jan 15, 2016	Initial	$63,000,000	No comparison	24	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-255273

HMC Investments, Inc. ("HMCI"), an affiliate of the Issuer, serves as the Issuer's placement agent. The Issuer's investment manager pays all fees of HMCI, none of which are based on sales volumes.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
HMC Investments, Inc.	40581

Source: Form D, filed Jan 17, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Harbert Growth Partners IV, L.P. (this fund)	Jan 17, 2017	$96,350,000	31
Harbert Growth Partners V, L.P.	Feb 9, 2022	$115,300,000	61
Harbert Growth Partners VI, L.P.	Feb 27, 2026	$65,325,000	27

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Brian C Carney	Executive
Robert L Crutchfield	Executive
[None] Harbert Growth Partners Iv Gp, Llc	Executive, Promoter
[None] Harbert Venture Partners Iv Gp, Llc	Executive, Promoter
[None] Hmc Virginia, Inc.	Executive
Wayne Hunter	Executive
Thomas D Roberts	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2100 Third Avenue North Suite 600
Birmingham, AL, 35203