Form D · Other Investment Fund
Harbert Growth Partners V, L.P.
Birmingham, AL · CIK 0001846440
Offering snapshot reported Feb 9, 2022 · SEC filing
- Reported sold
- $115M Indefinite offering
- Investors reported
- 61 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 18, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 61
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 9, 2022 | Amendment | $115,300,000 | No comparison | 61 | SEC filing |
| Feb 17, 2021 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-389704
HMC Investments, Inc. ("HMCI"), an affiliate of the Issuer, serves as the Issuer's placement Agent. The Issuer's investment manager pays all fees of HMCI, none of which are based on sales volumes.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| HMC Investments, Inc. | 40581 |
Source: Form D, filed Feb 9, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
HARBERT GROWTH PARTNERS V, LP
Investment adviser: HARBERT FUND ADVISORS, LLC
- Gross asset value
- $140M
- Beneficial owners
- 74
- ADV minimum commitment
- $1M
Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- Yes
PRICEWATERHOUSECOOPERS
PCAOB 238
Filing source
Form ADV 2055218 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-1474060071
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| [None] Harbert Growth Partners V Gp, Llc | Executive |
| Raymond J. Harbert, Jr. | Executive |
| [None] Hmc Virginia, Inc. | Executive |
| Wayne Hunter | Executive |
| John W. Mc Cullough | Executive |
| J. Travis Pritchett | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Birmingham, AL, 35203