Form D · Private Equity Fund

Halle Tree Guardians Holdings LLC

New York, NY · CIK 0001994993

Offering snapshot reported Oct 3, 2025 · SEC filing

Reported sold: $83.6M
Investors reported: 47
Minimum accepted: $0
First sale: Oct 6, 2023

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$45,805,000 → $83,610,000
Reported investors35 → 47

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 3, 2025	Amendment	$83,610,000	$37,805,000vs Oct 4, 2024	47	SEC filing
Oct 4, 2024	Amendment	$45,805,000	No comparison	35	SEC filing
Oct 5, 2023	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-493846

Source: Form D, filed Oct 3, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HALLE TREE GUARDIANS HOLDINGS LLC

Investment adviser: HALLE CAPITAL MANAGEMENT LP

Gross asset value: $109M
Beneficial owners: 51
ADV minimum commitment: $0

Reported in Form ADV on Apr 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ULTIMUS LEVERPOINT PRIVATE FUND SOLUTIONS CLIFTON PARK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM US LLP NEW YORK, New York, United States

Custodian CITIZENS BANK, N.A. PROVIDENCE, Rhode Island, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

CITIZENS BANK, N.A.
LEI DRMSV1Q0EKMEXLAU1P80

Filing source

Form ADV 2100564 · Apr 29, 2026 · Schedule D 7.B.(1), fund 805-9081206624

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Halle Capital Management Lp	Executive, Promoter
Halle Capital Partners Ii Gp Llc	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

767 5 Th Avenue 44 Th Floor
New York, NY, 10153