Investment adviser · CRD 307156

HALLE CAPITAL MANAGEMENT LP

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Apr 29, 2026

Regulatory AUM
$862M
Form ADV · Item 5.F
Client accounts
12
Accounts, not individual clients
Employees
11
Reported in this filing
Advisory professionals
8
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles12$861,535,000100.0%
Filing source

Form ADV 2100564 · Apr 29, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

14 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HALLE ROCKIT FUND LLCPrivate Equity Fund · Last reported Apr 29, 2026$162MGross asset value

Form D fundraising filings

Halle Rockit Fund, LLC

Fund administrator ULTIMUS LEVERPOINT PRIVATE FUND SOLUTIONS CLIFTON PARK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor RSM US LLP NEW YORK, New York, United States
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

MORGAN STANLEY & CO. LLC
SEC 8-15869

Fund details & source
Fund ID
805-8668338524
Reported beneficial owners
69
Minimum commitment
$0
Form D file number
021-392122

Form ADV 2100564 · Apr 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HALLE PARACHUTE HOLDINGS LLCPrivate Equity Fund · Last reported Apr 29, 2026$157MGross asset value

Form D fundraising filings

DC Trident Top Tier REIT, LLC

Fund administrator ULTIMUS LEVERPOINT PRIVATE FUND SOLUTIONS CLIFTON PARK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor RSM US LLP NEW YORK, New York, United States
Custodian CITIZENS BANK, N.A. PROVIDENCE, Rhode Island, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

CITIZENS BANK, N.A.
LEI DRMSV1Q0EKMEXLAU

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

MORGAN STANLEY & CO. LLC
SEC 8-15869

Fund details & source
Fund ID
805-7121289792
Reported beneficial owners
58
Minimum commitment
$0
Form D file number
021-431937

Form ADV 2100564 · Apr 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HALLE TRUE ENVIRONMENTAL FUND LLCPrivate Equity Fund · Last reported Apr 29, 2026$146MGross asset value

Form D fundraising filings

Halle True Environmental Fund LLC

Fund administrator ULTIMUS LEVERPOINT PRIVATE FUND SOLUTIONS CLIFTON PARK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor RSM US LLP NEW YORK, New York, United States
Custodian CITIZENS BANK, N.A. PROVIDENCE, Rhode Island, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

CITIZENS BANK, N.A.
LEI DRMSV1Q0EKMEXLAU1P80

Fund details & source
Fund ID
805-3290473420
Reported beneficial owners
67
Minimum commitment
$0
Form D file number
021-461694

Form ADV 2100564 · Apr 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HALLE CAPITAL PARTNERS II LPPrivate Equity Fund · Last reported Apr 29, 2026$146MGross asset value

Form D fundraising filings

Halle Capital Partners II LP

Feeder funds

  • HALLE CAPITAL CAYMAN PARTNER II LLC
Fund administrator SS&C GLOBE OP FUND ADMINISTRATION NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP NEW YORK, New York, United States
Custodian CITIZENS BANK, N.A. PROVIDENCE, Rhode Island, United States Related to adviser: No
Marketer BUTLER CAPITAL PARTNERS OLD WESTBURY, New York, United States Related to adviser: No
Marketer OLD CITY SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

RSM US LLP
PCAOB 49

CITIZENS BANK, N.A.
LEI DRMSV1Q0EKMEXLAU1P80

BUTLER CAPITAL PARTNERS
CRD 114242 · SEC 8-53413

OLD CITY SECURITIES LLC
CRD 171910 · SEC 8-69488

Fund details & source
Fund ID
805-8274345468
Reported beneficial owners
99
Minimum commitment
$1M
Form D file number
021-453588

Form ADV 2100564 · Apr 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HALLE TREE GUARDIANS HOLDINGS LLCPrivate Equity Fund · Last reported Apr 29, 2026$109MGross asset value

Form D fundraising filings

Halle Tree Guardians Holdings LLC

Fund administrator ULTIMUS LEVERPOINT PRIVATE FUND SOLUTIONS CLIFTON PARK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor RSM US LLP NEW YORK, New York, United States
Custodian CITIZENS BANK, N.A. PROVIDENCE, Rhode Island, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

CITIZENS BANK, N.A.
LEI DRMSV1Q0EKMEXLAU1P80

Fund details & source
Fund ID
805-9081206624
Reported beneficial owners
51
Minimum commitment
$0
Form D file number
021-493846

Form ADV 2100564 · Apr 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HALLE CAPITAL PARTNERS I LPPrivate Equity Fund · Last reported Apr 29, 2026$78.9MGross asset value

Form D fundraising filings

Halle Capital Partners I LP

Fund administrator SS&C GLOBE OP FUND ADMINISTRATION NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP NEW YORK, New York, United States
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source
Fund ID
805-6426078341
Reported beneficial owners
55
Minimum commitment
$500K
Form D file number
021-352411

Form ADV 2100564 · Apr 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HALLE LHP HOLDINGS LLCPrivate Equity Fund · Last reported Apr 29, 2026$74.7MGross asset value

Form D fundraising filings

Halle LHP Holdings LLC

Fund administrator ULTIMUS LEVERPOINT PRIVATE FUND SOLUTIONS CLIFTON PARK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor RSM US LLP NEW YORK, New York, United States
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

MORGAN STANLEY & CO. LLC
SEC 8-15869

Fund details & source
Fund ID
805-3541644190
Reported beneficial owners
39
Minimum commitment
$0
Form D file number
021-402247

Form ADV 2100564 · Apr 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 29, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

40 WEST 57TH STREET, SUITE 310
NEW YORK, NY, 10019, United States

CRD 307156

Filing source

Form ADV 2100564 · Apr 29, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.