Form D · Other

Hall Structured Finance, Inc.

Frisco, TX · CIK 0001412511

Offering snapshot reported Jul 8, 2011 · SEC filing

Reported sold: $2.17M
Investors reported: 25
Minimum accepted: $40K
First sale: Jan 14, 2011

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 25

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 8, 2011	Amendment	$2,165,000	No comparison	25	SEC filing
Aug 27, 2010	Amendment	Yet to sell	No comparison	0	SEC filing
Jul 13, 2010	Initial	Yet to sell	No comparison	0	SEC filing
Sep 14, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Debt
Exemptions: 06
Duration over one year: Yes
Business combination: No

Sales commissions: $171K (estimated)
Finders' fees: $0
Form D file number: 021-144805

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Titan Securities	131392
Merrimac Corporate Securities, Inc.	35463

Source: Form D, filed Jul 8, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HALL STRUCTURED FINANCE, INC.

Investment adviser: HALL STRUCTURED FINANCE, INC.

Gross asset value: $156M
Beneficial owners: 99
ADV minimum commitment: $25K

Reported in Form ADV on Mar 31, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG LLP DALLAS, Texas, United States

Custodian CAPITAL ONE, N.A. DALLAS, Texas, United States Related to adviser: No

Custodian GOLDMAN, SACHS & CO. DALLAS, Texas, United States Related to adviser: No

Custodian INDEPENDENT BANK DALLAS, Texas, United States Related to adviser: No

Custodian PLAINS CAPITAL BANK LUBBOCK, Texas, United States Related to adviser: No

Custodian TEXAS CAPITAL BANK RICHARDSON, Texas, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. DALLAS, Texas, United States Related to adviser: No

Marketer MERRIMAC ASSET MANAGEMENT ALTAMONTE SPRINGS, Florida, United States Related to adviser: No

Marketer TITAN SECURITIES DALLAS, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

GOLDMAN, SACHS & CO.
SEC 8-129

MERRIMAC ASSET MANAGEMENT
CRD 35463

TITAN SECURITIES
CRD 131392

Filing source

Form ADV 808471 · Mar 31, 2014 · Schedule D 7.B.(1), fund 805-2383833423

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Donald Braun	Executive
Mark Depker	Executive
Craig Hall	Director, Executive, Promoter
Michael J. Jaynes	Executive

Issuer details

Industry: Other (See others in industry)

Address:

6801 Gaylord Parkway Suite 100
Frisco, TX, 75034