Investment adviser · CRD 165527

HALL STRUCTURED FINANCE, INC.

Investment adviser filing (IA)

FRISCO, TX, United States · Form ADV filed Mar 31, 2014

Regulatory AUM
$156M
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
1
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HALL STRUCTURED FINANCE, INC.Other Private Fund · Last reported Mar 31, 2014$156MGross asset value

Form D fundraising filings

Hall Structured Finance, Inc.

Auditor KPMG LLP DALLAS, Texas, United States
Custodian CAPITAL ONE, N.A. DALLAS, Texas, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. DALLAS, Texas, United States Related to adviser: No
Custodian INDEPENDENT BANK DALLAS, Texas, United States Related to adviser: No
Custodian PLAINS CAPITAL BANK LUBBOCK, Texas, United States Related to adviser: No
Custodian TEXAS CAPITAL BANK RICHARDSON, Texas, United States Related to adviser: No
Custodian WELLS FARGO BANK, N.A. DALLAS, Texas, United States Related to adviser: No
Marketer MERRIMAC ASSET MANAGEMENT ALTAMONTE SPRINGS, Florida, United States Related to adviser: No
Marketer TITAN SECURITIES DALLAS, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

GOLDMAN, SACHS & CO.
SEC 8-129

MERRIMAC ASSET MANAGEMENT
CRD 35463

TITAN SECURITIES
CRD 131392

Fund details & source
Fund ID
805-2383833423
Reported beneficial owners
99
Minimum commitment
$25K
Form D file number
021-144805

Form ADV 808471 · Mar 31, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2014. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Not reported in these imported fields

Principal office

6801 GAYLORD PARKWAY, SUITE 100
FRISCO, TX, 75034-5887, United States

CRD 165527

Filing source

Form ADV 808471 · Mar 31, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.