Form D · Hedge Fund

Halcyon Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · CIK 0001569554

Offering snapshot reported Feb 20, 2014 · SEC filing

Reported sold
$6.94M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Mar 1, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 7

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 20, 2014Amendment$6,939,252No comparison7SEC filing
Feb 20, 2013InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.5M (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-192142

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Wells Fargo Advisors, LLC19616

Source: Form D, filed Feb 20, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HALCYON MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC

Investment adviser: WELLS FARGO INVESTMENT INSTITUTE, INC.

Gross asset value
$8.23M
Beneficial owners
9
ADV minimum commitment
$100K

Reported in Form ADV on Jan 27, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG, LLP BOSTON, Massachusetts, United States
Custodian THE BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No
Marketer GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC. CHARLOTTE, North Carolina, United States Related to adviser: Yes
Marketer WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC ST LOUIS, Missouri, United States Related to adviser: Yes
Marketer WELLS FARGO ADVISORS, LLC ST LOUIS, Missouri, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
CRD 487 · SEC 8-395

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD 11025 · SEC 801-57434

WELLS FARGO ADVISORS, LLC
CRD 19616 · SEC 801-37967

Filing source

Form ADV 949643 · Jan 27, 2016 · Schedule D 7.B.(1), fund 805-4927924638

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Alternative Strategies Group, Inc. Promoter
Rob Coltin Executive
Doretta Dunegan Executive
Yukari Nakano Director, Executive
Britta Perkio Patterson Director, Executive
Michael Roman Executive
Adam Taback Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Alternative Strategies Group, Inc. 401 S. Tryon Street
Charlotte, NC, 28202